Brendon J. Williams
Professional summary
Brendon John Williams, who also goes by Brendon Williams, is a registered financial advisor currently at NAVELLIER & ASSOCIATES INC located in New York, New York.
Brendon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Brendon has worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brendon John Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2015 - Present
NAVELLIER & ASSOCIATES INC
Office #1: 1345 6th Ave 2nd Floor, New York, NY 10105December 18, 2023 - July 11, 2025
RM SECURITIES, LLC
October 31, 2017 - August 4, 2020
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
April 21, 2017 - October 17, 2017
CORECAP INVESTMENTS, LLC
March 26, 2013 - May 8, 2015
CITIGROUP GLOBAL MARKETS INC.
January 1, 2010 - April 2, 2013
UBS FINANCIAL SERVICES INC.
April 22, 2009 - January 1, 2010
UBS INTERNATIONAL INC.
January 17, 2003 - May 8, 2009
CREDIT SUISSE SECURITIES (USA) LLC
January 17, 2003 - May 8, 2009
CREDIT SUISSE SECURITIES (USA) LLC
July 25, 2002 - January 17, 2003
PERSHING LLC
May 9, 2001 - January 17, 2003
PERSHING LLC
February 1, 2000 - May 31, 2001
J.P. MORGAN SECURITIES INC.
January 1, 1996 - February 1, 2000
HAMBRECHT & QUIST LLC
Primary Firm SEC Registration
NAVELLIER & ASSOCIATES INC
CRD#: 107568 / SEC#: 801-30582
State Registrations and Notice Filings
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Highlighted states indicate IAR registrations
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Exams
Series 7TO
Date: 12/25/2022
General Securities Representative ExaminationCurrent Firm
NAVELLIER & ASSOCIATES INC
CRD#: 107568 / SEC#: 801-30582
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,308 |
| AUM (Assets Under Management) | $ 882,832,800 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
