BW
Brendon J. Williams
NAVELLIER & ASSOCIATES
NEW YORK, NY 10105
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CRD#: 2619289
BW
Professional summary
Brendon John Williams, who also goes by Brendon Williams, is a registered financial advisor currently at NAVELLIER & ASSOCIATES INC located in New York, New York.
Brendon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Brendon has worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brendon Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Navellier and Associates.; April 2015 to present; Reno, NV; Senior Director, Private Client Group; 20 hours/month, all during market hours; Investment related (2) RealtyMogul Commercial Capital Co.; 08/23/2024; 10573 W Pico Blvd., #603. Los Angeles, CA 90064; Title: Acquisitions Consultant; Duties: Perform certain consulting services solely in connection with fee simple real estate / property purchases by clients of Realty Mogul Commercial Capital, Co.; Investment Related; Estimated Time: <5 hours per month (3) RealtyMogul Co.; 08/02/2024; 10573 W Pico Blvd., #603. Los Angeles, CA 90064; Title: Consultant; Duties: Activities include assisting the Company and its subsidiaries, as applicable, with administrative and technology customer support services. Services and activities do not include actually or prospectively making investments in or transacting in securities.; Investment Related; Estimated Time: 5 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Brendon John Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2015 - Present
NAVELLIER & ASSOCIATES INC
Office #1: 1345 6th Ave 2nd Floor, New York, NY 10105RIA
CRD#: 107568
NEW YORK, NY
Past
December 18, 2023 - July 11, 2025
RM SECURITIES, LLC
BD
CRD#: 323671
ROCHESTER, NY
Past
October 31, 2017 - August 4, 2020
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
BD
CRD#: 154559
SALT LAKE CITY, UT
Past
April 21, 2017 - October 17, 2017
CORECAP INVESTMENTS, LLC
BD
CRD#: 37068
SOUTHFIELD, MI
Past
March 26, 2013 - May 8, 2015
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 1, 2010 - April 2, 2013
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEW YORK, NY
Past
April 22, 2009 - January 1, 2010
UBS INTERNATIONAL INC.
BD
CRD#: 107726
NEW YORK, NY
Past
January 17, 2003 - May 8, 2009
CREDIT SUISSE SECURITIES (USA) LLC
RIA
CRD#: 816
NEW YORK, NY
Past
January 17, 2003 - May 8, 2009
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
July 25, 2002 - January 17, 2003
PERSHING LLC
RIA
CRD#: 7560
NEW YORK, NY
Past
May 9, 2001 - January 17, 2003
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
February 1, 2000 - May 31, 2001
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
January 1, 1996 - February 1, 2000
HAMBRECHT & QUIST LLC
BD
CRD#: 940
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
N&
NAVELLIER & ASSOCIATES INC
NAVELLIER & ASSOCIATES INC
CRD#: 107568 / SEC#: 801-30582
RIA
Registered Investment Advisory firm - (10/30/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(6/22/2015)
IAR
Alaska(6/22/2015)
IAR
Arkansas(6/22/2015)
IAR
California(6/22/2015)
IAR
Colorado(6/22/2015)
IAR
Connecticut(6/22/2015)
IAR
Delaware(6/22/2015)
IAR
Florida(7/1/2015)
IAR
Georgia(8/3/2015)
IAR
Hawaii(6/22/2015)
IAR
Idaho(6/22/2015)
IAR
Illinois(6/22/2015)
IAR
Indiana(6/22/2015)
IAR
Iowa(6/22/2015)
IAR
Kansas(6/22/2015)
IAR
Kentucky(6/22/2015)
IAR
Louisiana(6/22/2015)
IAR
Maine(6/22/2015)
IAR
Maryland(6/22/2015)
IAR
Massachusetts(7/16/2015)
IAR
Michigan(6/23/2015)
IAR
Minnesota(6/22/2015)
IAR
Mississippi(6/22/2015)
IAR
Missouri(6/22/2015)
IAR
Montana(6/22/2015)
IAR
Nebraska(6/22/2015)
IAR
Nevada(6/2/2015)
IAR
New Hampshire(6/22/2015)
IAR
New Jersey(6/23/2015)
IAR
New Mexico(6/26/2015)
IAR
North Carolina(6/22/2015)
IAR
North Dakota(6/29/2015)
IAR
Ohio(6/22/2015)
IAR
Oklahoma(6/22/2015)
IAR
Oregon(6/22/2015)
IAR
Pennsylvania(6/22/2015)
IAR
Puerto Rico(6/22/2015)
IAR
Rhode Island(6/22/2015)
IAR
South Carolina(6/25/2015)
IAR
South Dakota(6/30/2015)
IAR
Texas(6/22/2015)
IAR
Utah(6/22/2015)
IAR
Vermont(6/23/2015)
IAR
Virgin Islands(6/30/2015)
IAR
Virginia(6/22/2015)
IAR
Washington(6/22/2015)
IAR
West Virginia(6/25/2015)
IAR
Wisconsin(6/22/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/25/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
N&
NAVELLIER & ASSOCIATES INC
NAVELLIER & ASSOCIATES INC
CRD#: 107568 / SEC#: 801-30582
RIA
Registered Investment Advisory firm - (10/30/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One E. Liberty, Suite 504, Reno, NV 89501-2107
Mailing Address
Phone number
(775) 785-2300
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,308 |
| AUM (Assets Under Management) | $ 882,832,800 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
