Deborah A. Pirner
Professional summary
Deborah Anne Pirner, who also goes by Debbie Anne Pirner, Debbie Pirner, Deborah Anne Pirner, Young, is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Jacksonville, Florida.
Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Deborah has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Anne Pirner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Deborah Anne Pirner's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2019 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 1 Independent Dr, Jacksonville, FL 32202January 7, 2019 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 1 Independent Dr, Jacksonville, FL 32202April 15, 2025 - Present
WELLS FARGO CLEARING SERVICES, LLC
Office #1: 1 Independent Dr 20th Fl [support Center], Jacksonville, FL 32202April 18, 2011 - January 7, 2019
WELLS FARGO CLEARING SERVICES, LLC
December 16, 2010 - January 7, 2019
WELLS FARGO CLEARING SERVICES, LLC
May 7, 2001 - November 15, 2010
WELLS FARGO INVESTMENTS, LLC
January 24, 2000 - December 4, 2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 26, 1995 - October 22, 1997
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2019)
(1/22/2019)
(1/7/2019)
(1/17/2019)
(1/7/2019)
(1/7/2019)
(1/7/2019)
(2/4/2019)
(1/7/2019)
(1/7/2019)
(3/5/2024)
(1/7/2019)
(1/16/2019)
(1/10/2019)
(4/11/2019)
(1/7/2019)
(1/16/2019)
(1/7/2019)
(2/1/2019)
(1/7/2019)
(1/7/2019)
(1/10/2019)
(1/7/2019)
(4/12/2019)
(1/17/2019)
(1/17/2019)
(1/30/2019)
(1/7/2019)
(1/7/2019)
(1/16/2019)
(1/7/2019)
(1/18/2019)
(1/7/2019)
(1/7/2019)
(1/7/2019)
(1/8/2019)
(1/7/2019)
(1/16/2019)
(2/5/2019)
(1/7/2019)
(1/23/2019)
(1/7/2019)
(1/7/2019)
(1/18/2019)
(1/7/2019)
(1/7/2019)
(1/7/2019)
(1/7/2019)
(1/16/2019)
(1/10/2019)
(1/7/2019)
(1/7/2019)
(1/7/2019)
(1/7/2019)
(1/7/2019)
Exams
Cboe BZX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025Jacksonville, FL 32202TRUST BUT VERIFY
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