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PH

Paul F. Hoerrner

MAGNUS FINANCIAL GROUP LLC
New York, NY 10016
Some features on this profile are disabled
CRD#: 2618918
PH

Professional summary

Paul Frederick Hoerrner JR, CFP® is a registered financial advisor currently at MAGNUS FINANCIAL GROUP LLC located in New York, New York.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Paul has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 26 exams.

top-8-questions

Question & Answer

What are your service offerings?
Investment Planning
Education Planning
Comprehensive Financial Planni...
Tax Planning
Estate Planning
Insurance Planning
Retirement Planning
Long-term Care
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent insurance agent, 8/2007, approximately 20 hours per month; non-investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Frederick Hoerrner JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

Experience

Current

January 5, 2022 - Present

MAGNUS FINANCIAL GROUP LLC

Office #1: 90 Park Avenue Suite 1800, New York, NY 10016
RIA
CRD#: 289423
New York, NY
Past

April 1, 2020 - December 31, 2021

MAGNUS FINANCIAL GROUP LLC

RIA
CRD#: 289423
NEW YORK, NY
Past

March 18, 2011 - September 14, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
PARAMUS, NJ
Past

August 23, 2007 - December 5, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
PARAMUS, NJ
Past

August 12, 2004 - March 20, 2007

CHAPDELAINE TULLETT PREBON, LLC

BD
CRD#: 7017
NEW YORK, NY
Past

June 13, 1995 - August 9, 2004

H. G. WELLINGTON & CO., INC.

BD
CRD#: 7536
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MAGNUS FINANCIAL GROUP LLC
MAGNUS FINANCIAL GROUP LLC

CRD#: 289423 / SEC#: 801-111093

RIA
Registered Investment Advisory firm - (9/4/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(1/5/2022)
IAR
Texas
(1/5/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/15/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/10/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/26/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 6/12/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 12/23/2008
Investment Company Products/Variable Contracts Principal Examination

Current Firm

MF
MAGNUS FINANCIAL GROUP LLC
MAGNUS FINANCIAL GROUP LLC

CRD#: 289423 / SEC#: 801-111093

RIA
Registered Investment Advisory firm - (9/4/2017 Approved)
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Contact information

Main Address
90 Park Avenue Suite 1800, New York, NY 10016
Mailing Address
Phone number
(800) 339-1367
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MAGNUS FINANCIAL GROUP LLC BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts4,313
AUM (Assets Under Management)$ 1,945,865,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAGNUS FINANCIAL GROUP LLC

CRD#: 289423New York, NY 10016

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Contact information

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