Jason Andrew Claborn | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Andrew Claborn, who also goes by Jason A Claborn, was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 1996. Jason had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Jason A Claborn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT, Modern Wealth Management, 4/27/18, THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30/WK - 30/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) MODERN WEALTH MANAGEMENT, 1024 NW 14TH ST. OKLAHOMA OK, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,04/27/18, NIR, 30 HR/WK- 30/TRADING HR.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 4, 2018 - June 22, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Oklahoma City, OK

Past

May 4, 2018 - June 22, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

Oklahoma City, OK

Past

December 27, 2016 - May 9, 2018

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

NORMAN, OK

Past

December 23, 2016 - May 9, 2018

NYLIFE SECURITIES LLC

BD

CRD#: 5167

NORMAN, OK

Past

June 18, 2010 - December 21, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

NORMAN, OK

Past

June 18, 2010 - December 21, 2016

LPL FINANCIAL LLC

BD

CRD#: 6413

NORMAN, OK

Past

May 25, 2007 - June 21, 2010

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

NORMAN, OK

Past

May 25, 2007 - June 21, 2010

NEXT FINANCIAL GROUP, INC.

BD

CRD#: 46214

NORMAN, OK

Past

July 15, 2004 - July 11, 2007

BOLLINGER FINANCIAL ADVISORY, INC.

RIA

CRD#: 118873

STILLWATER, OK

Past

February 18, 2004 - May 29, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

STILLWATER, OK

Past

February 13, 2004 - May 29, 2007

LPL FINANCIAL LLC

BD

CRD#: 6413

STILLWATER, OK

Past

September 13, 2002 - June 12, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OKLAHOMA CITY, OK

Past

September 12, 2002 - June 12, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD

CRD#: 7691

NEW YORK, NY

Past

October 8, 1996 - August 14, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ENID, OK

Past

August 29, 1996 - August 14, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD

CRD#: 7691

NEW YORK, NY

Past

February 21, 1996 - June 3, 1996

METROPOLITAN LIFE INSURANCE COMPANY

BD

CRD#: 4095

NEW YORK, NY

Past

February 21, 1996 - June 3, 1996

MSI FINANCIAL SERVICES, INC.

BD

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 5/6/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/27/1996

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 2/20/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 8/9/2010

General Securities Principal Examination

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason A. Claborn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

BOLLINGER FINANCIAL ADVISORY, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/1996

Series 63

Date: 5/6/1996

SIE

Date: 10/1/2018

Series 7

Date: 8/27/1996

Series 6

Date: 2/20/1996

Series 24

Date: 8/9/2010

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

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