Sean T. Reidy
Professional summary
Sean Tim Reidy, who also goes by Sean Reidy, is a registered financial professional currently at PUMA CAPITAL, LLC located in Rye, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2008. Sean has worked at 5 firms and has passed the Series 63, Series 65, Series 57TO, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Tim Reidy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2023 - Present
PUMA CAPITAL, LLC
Office #1: 555 Theodore Fremd Avenue Suite C204, Rye, NY 10580April 1, 2022 - January 31, 2023
ROCKEFELLER FINANCIAL LLC
April 1, 2022 - January 31, 2023
ROCKEFELLER FINANCIAL LLC
May 4, 2021 - April 7, 2022
DOMINARI SECURITIES LLC
November 10, 2020 - April 7, 2022
DOMINARI SECURITIES LLC
April 22, 2010 - June 15, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
June 20, 2008 - April 13, 2010
FIRST NEW YORK SECURITIES L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2023)
Exams
Series 57TO
Date: 10/28/2025
Securities Trader ExamSeries 7TO
Date: 5/4/2021
General Securities Representative ExaminationSeries 55
Date: 7/25/2008
Limited Representative-Equity Trader ExamCboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
PUMA CAPITAL, LLC
CRD#: 146744 / SEC#: , 8-67849
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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