Sean Tim Reidy
Professional Summary
Sean Tim Reidy, who also goes by Sean Reidy, is a registered financial advisor currently at PUMA CAPITAL, LLC located in Rye, New York. Sean is registered as a RR (Registered Representative) and started their career in finance in 2008. Sean has worked at 5 firms and has passed the Series 63, Series 65, Series 57TO, Series 7TO, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sean Tim Reidy, Sean Reidy
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
Years of Experience
18 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
Current Firm
PUMA CAPITAL, LLC
Contact Information
Main Address
555 Theodore Fremd Avenue Suite C204, Rye, NY 10580Mailing Address
555 Theodore Fremd Avenue Suite C204, Rye, NY 10580Phone Number
(212) 269-4100Established
Florida since 02/09/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
7Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
State Registrations and Notice Filings
(4/3/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 2008SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY
CRS (Client Relationship Summary) - BD
Click below to view Sean Tim Reidy's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
MORGAN STANLEY