Franklin R. Chapman
Professional summary
Franklin Ray Chapman, who also goes by Frank Chapman, Franklin Chapman, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Franklin is registered as a RR (Registered Representative) and started their career in finance in 1995. Franklin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Franklin Ray Chapman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2007 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 31, 2005 - April 27, 2007
TOWER SQUARE SECURITIES, INC.
September 8, 2004 - June 8, 2007
TOWER SQUARE SECURITIES, INC.
May 27, 1998 - September 8, 2004
EQUITABLE ADVISORS, LLC
July 13, 1995 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 13, 1995 - September 8, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/22/2007)
(6/22/2007)
(6/22/2007)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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