Vernon C. Cuthrell
Professional summary
Vernon Camp Cuthrell, who also goes by Camp Cuthrell IV, Vernon Camp Cuthrell Iv, Vernon Camp Iv Cuthrell, is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Nashville, Tennessee.
Vernon is registered as a RR (Registered Representative) and started their career in finance in 1995. Vernon has worked at 18 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vernon Camp Cuthrell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2024 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 555 Marriott Drive Suite 275, Nashville, TN 37214July 16, 2024 - August 22, 2024
SKYWAY CAPITAL MARKETS, LLC
April 22, 2022 - July 10, 2024
REALTA EQUITIES, INC.
July 12, 2021 - March 16, 2022
EMERSON EQUITY LLC
February 23, 2021 - June 23, 2021
INTERNATIONAL ASSETS ADVISORY, LLC
January 22, 2020 - March 9, 2021
CABOT LODGE SECURITIES LLC
August 1, 2019 - January 8, 2020
EMERSON EQUITY LLC
April 12, 2019 - July 5, 2019
CAPULENT LLC
November 15, 2018 - April 4, 2019
ORCHARD SECURITIES, LLC
August 18, 2014 - November 12, 2018
SHOPOFF SECURITIES, INC.
February 4, 2013 - August 14, 2014
TRITON PACIFIC SECURITIES, LLC
October 8, 2008 - October 19, 2012
FS INVESTMENT SOLUTIONS, LLC
August 1, 2006 - October 1, 2008
NEXBANK SECURITIES INC
July 17, 2006 - August 1, 2006
FORESIDE FUNDS DISTRIBUTORS LLC
May 21, 2002 - April 28, 2006
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
February 22, 2001 - April 28, 2006
NYLIFE DISTRIBUTORS LLC
November 19, 1999 - November 6, 2000
UBS FINANCIAL SERVICES INC.
October 7, 1996 - December 8, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 1995 - September 19, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2024)
(9/18/2024)
(9/18/2024)
(9/18/2024)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CUCHARALE, CATHERINE | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 3054881 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| LEVINE, DAVID CHARLES | CHIEF EXECUTIVE OFFICER | |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| TROUSDALE, LAUREN NICOLE | FINANCIAL OPERATIONS PRINCIPAL | 5622407 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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