Craig D. Cook
Professional summary
Craig Dudley Cook, who also goes by Craig D Cook, Dudley Cook, is a registered financial professional currently at LBMZ SECURITIES, INC. located in Chicago, Illinois.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1995. Craig has worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 87, Series 7, Series 14, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Dudley Cook's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2020 - Present
LBMZ SECURITIES, INC.
Office #1: 101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705October 15, 2019 - February 19, 2020
GAR WOOD SECURITIES, LLC
July 6, 2007 - October 11, 2019
LBMZ SECURITIES, INC.
July 3, 2001 - April 6, 2005
LBMZ SECURITIES, INC.
August 2, 2000 - March 7, 2001
TD AMERITRADE, INC.
April 3, 2000 - May 30, 2000
LBMZ SECURITIES, INC.
June 6, 1995 - October 3, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2020)
(12/8/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/13/2007
Limited Representative-Equity Trader ExamFINRA
Current Firm
LBMZ SECURITIES, INC.
CRD#: 7874 / SEC#: , 8-23266
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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