Anthony G. Blumberg
Professional summary
Anthony Grant Blumberg was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Anthony had worked at 5 firms, which includes G-TRADE SERVICES LLC, PERSHING LLC, BNY DIRECT EXECUTION INC., BNY CLEARING SERVICES LLC, CREDIT AGRICOLE SECURITIES (USA) INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2007 - October 31, 2011
G-TRADE SERVICES LLC
May 3, 2004 - December 31, 2006
PERSHING LLC
January 2, 2004 - May 4, 2004
BNY DIRECT EXECUTION INC.
April 16, 2002 - December 19, 2003
BNY CLEARING SERVICES LLC
January 16, 1998 - April 17, 2002
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
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Exams
Current Firm
G-TRADE SERVICES LLC
CRD#: 140314 / SEC#: , 8-67304
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONVERGEX GROUP, LLC | MEMBER | |
| MAESE, MICHAEL JOSEPH | FINOP | 2840801 |
| MCCARTHY, CONOR JOHN | EXECUTIVE MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | 2866668 |
| NOLL, ERIC WILSON | MANAGER - NON EMPLOYEE | 2050994 |
| ORDONEZ, BEATRICE | COO AND MANAGING DIRECTOR | 5132506 |
| POPP, THOMAS HAROLD | CHIEF COMPLIANCE OFFICER | 2495083 |
| VOETSCH, GREGORY CHARLES | CEO | 1223244 |
Disclosures
| Regulatory Event | 1 |
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