Daniel W. Offit

OFFIT CAPITAL

NEW YORK, NY 10017

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CRD#: 2616784

Professional summary

Daniel Wolf Offit is a registered financial advisor currently at OFFIT CAPITAL located in New York, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Daniel has worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wolf Offit's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2013 - Present

OFFIT CAPITAL

Office #1: 485 Lexington Avenue 24th Floor, New York, NY 10017

RIA

CRD#: 144474

NEW YORK, NY

Past

October 13, 1999 - April 23, 2002

MGI FUNDS DISTRIBUTORS, LLC

CRD#: 35682

PORTLAND, ME

Past

May 26, 1995 - January 5, 1999

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OFFIT CAPITAL

OFFIT CAPITAL | OFFIT CAPITAL ADVISORS, LLC | OFFIT CAPITAL ADVISORS LLC | OFFIT CAPITAL ADVISORS

CRD#: 144474 / SEC#: 801-68155

RIA

Registered Investment Advisory firm - (8/1/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/9/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/19/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/7/1995

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/16/1995

General Securities Representative Examination

Current Firm

OFFIT CAPITAL

OFFIT CAPITAL | OFFIT CAPITAL ADVISORS, LLC | OFFIT CAPITAL ADVISORS LLC | OFFIT CAPITAL ADVISORS

CRD#: 144474 / SEC#: 801-68155

RIA

Registered Investment Advisory firm - (8/1/2007 Approved)

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Contact information

Main Address

485 Lexington Avenue 24th Floor, New York, NY 10017

Mailing Address

Phone number

(212) 588-3240

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OFFIT CAPITAL PART 2A BROCHURE (7/1/2025)

Regulatory assets under management

Total Number of Accounts	530
AUM (Assets Under Management)	$ 20,396,395,272

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/26/2024	Cover Page	Report
10/25/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel W. Offit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wolf Offit's CRS (Customer Relationship Summary).

Certified licenses

Experience

OFFIT CAPITAL

MGI FUNDS DISTRIBUTORS, LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

OFFIT CAPITAL

State Registrations and Notice Filings

Exams

Series 63

Date: 6/19/1995

Series 3

Date: 6/7/1995

Series 7

Date: 5/16/1995

Current Firm

OFFIT CAPITAL

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

OFFIT CAPITAL

TRUST BUT VERIFY

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