MT
Mark D. Tumpach
KELLOGG ASSET MANAGEMENT
Green Bay, WI 54301
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CRD#: 2616562
MT
Professional summary
Mark Daniel Tumpach is a registered financial advisor currently at KELLOGG ASSET MANAGEMENT, LLC located in Green Bay, Wisconsin.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Mark has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
** THE NAME OF THE OTHER BUSINESS - ASPHALT DRIVE
IS THE BUSINESS INVESTMENT-RELATED - NO
THE ADDRESS OF THE OTHER BUSINESS - 3380 SONATA DRIVE, GREEN BAY, WI
THE NATURE OF THE OTHER BUSINESS - ROCK BAND
YOUR POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS - GENERAL MANAGER
THE START DATE OF YOUR RELATIONSHIP - 01/2007
THE APPROXIMATE NUMBER OF HOURS/MONTH - 20
THE NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS - 0 (ZERO)
BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS - LIVE MUSIC ENTERTAINMENT.
** THE NAME OF THE OTHER BUSINESS - BROWN COUNTY BOARD OF SUPERVISORS
IS THE BUSINESS INVESTMENT-RELATED - NO
THE ADDRESS OF THE OTHER BUSINESS - 305 E WALNUT ST, GREEN BAY, WI 54305
THE NATURE OF THE OTHER BUSINESS - THE BOARD OF SUPERVISORS ACTS AS THE LEGISLATIVE BODY OF THE COUNTY GOVERNMENT.
YOUR POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS - BOARD SUPERVISOR
THE START DATE OF YOUR RELATIONSHIP - 04/2010
THE APPROXIMATE NUMBER OF HOURS/MONTH - 30
THE NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS - 0 (ZERO)
BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS - POLITICS - LEGISLATIVE BODY OF THE COUNTY GOVERNMENT
** EFFECTIVE 12/31/10 ASPHALT DRIVE HAS BEEN DISSOLVED AND MARK IS NO LONGER AN OWNER OF THIS BUSINESS.
** EFFECTIVE 04/2012 MARK' TERM AS BOARD SUPERVISOR OF THE BROWN COUNTY BOARD ENDED AND HE IS NO LONGER AFFILIATED WITH THAT ENTITY.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Daniel Tumpach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2010 - Present
KELLOGG ASSET MANAGEMENT, LLC
Office #1: 200 North Adams Street, Green Bay, WI 54301RIA
CRD#: 150031
Green Bay, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KELLOGG ASSET MANAGEMENT, LLC
KELLOGG ASSET MANAGEMENT, LLC
CRD#: 150031 / SEC#: 801-70113
RIA
Registered Investment Advisory firm - (5/11/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(1/19/2010)
Exams
Current Firm
KA
KELLOGG ASSET MANAGEMENT, LLC
KELLOGG ASSET MANAGEMENT, LLC
CRD#: 150031 / SEC#: 801-70113
RIA
Registered Investment Advisory firm - (5/11/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 North Adams Street, Green Bay, WI 54301
Mailing Address
Phone number
(800) 236-5215
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 2,651,598,328 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/15/2025 | ||
| 09/26/2024 | ||
| 08/21/2023 | ||
| 10/19/2022 |
Red Flags
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Company Information
KELLOGG ASSET MANAGEMENT, LLC
CRD#: 150031Green Bay, WI 54301TRUST BUT VERIFY
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