Alfredo Tellez

GFS ADVISORS LLC

Houston, TX 77056

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CRD#: 2616322

Professional summary

Alfredo Tellez is a registered financial advisor currently at GFS ADVISORS LLC located in Houston, Texas and GLOBAL FINANCIAL SERVICES, L.L.C. located in Houston, Texas.

Alfredo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Alfredo has worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Magnolia School. Not investment related. The address is; 9901 Long Point Rd., Houston, Texas 77055. This is an all girls Catholic school. The position is Member of the school's Board of Directors and there is no connection with day-to-day business of Global Financial Services, LLC. The time spent with such activity is less than five (5) hours per month. The only interference with trading hours is with respect to a meeting which may take place during the lunch hour. The duties as Board member entail attending quarterly meetings to discuss strategic issues related to fundraising, physical plant development and core vision and objectives of the school.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfredo Tellez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2019 - Present

GFS ADVISORS LLC

Office #1: 1330 Post Oak Blvd., Suite 2100, Houston, TX 77056

RIA

CRD#: 143110

Houston, TX

Current

August 16, 2019 - Present

GLOBAL FINANCIAL SERVICES, L.L.C.

Office #1: 1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019Office #2: 1330 Post Oak Blvd. Ste 2100, Houston, TX 77056

CRD#: 35699

Houston, TX

Past

December 14, 2015 - August 20, 2019

IPG INVESTMENT ADVISORS, LLC

RIA

CRD#: 152990

HOUSTON, TX

Past

December 14, 2015 - August 20, 2019

INVESTMENT PLACEMENT GROUP

CRD#: 14458

Houston, TX

Past

April 5, 2013 - December 10, 2015

GFS ADVISORS LLC

RIA

CRD#: 143110

HOUSTON, TX

Past

June 20, 1995 - December 10, 2015

GLOBAL FINANCIAL SERVICES, L.L.C.

CRD#: 35699

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GFS ADVISORS LLC

CRD#: 143110 / SEC#: 801-67899

RIA

Registered Investment Advisory firm - (5/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/28/2022)

Connecticut
(8/16/2019)

Florida
(8/16/2019)

IAR

Florida
(1/3/2020)

Massachusetts
(11/4/2020)

Nebraska
(2/7/2023)

New Jersey
(8/16/2019)

New York
(8/16/2019)

Pennsylvania
(5/17/2022)

Texas
(8/16/2019)

IAR

Texas
(8/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/20/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 6/27/1996

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/19/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/24/2017

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

GFS ADVISORS LLC

CRD#: 143110 / SEC#: 801-67899

RIA

Registered Investment Advisory firm - (5/21/2007 Approved)

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Contact information

Main Address

1330 Post Oak Blvd., Suite 2100, Houston, TX 77056

Mailing Address

Phone number

(713) 968-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2022-03-31 GFSA FORM ADV PART 2A - FIRM BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	724
AUM (Assets Under Management)	$ 3,268,787,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Alfredo Tellez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfredo Tellez's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FINANCIAL SERVICES, L.L.C.

IPG INVESTMENT ADVISORS, LLC

INVESTMENT PLACEMENT GROUP

GFS ADVISORS LLC

GLOBAL FINANCIAL SERVICES, L.L.C.

Primary Firm SEC Registration

GFS ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2013

Series 63

Date: 8/9/1995

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/20/2000

Series 3

Date: 6/27/1996

Series 7

Date: 6/19/1995

Series 24

Date: 4/24/2017

FINRA

Nasdaq Stock Market

Current Firm

GFS ADVISORS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GFS ADVISORS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors