Reid L. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reid Lamar Jones, who also goes by Reid L Jones, was a registered financial professional .
Reid is a previously registered financial professional and started their career in finance in 1970. Reid had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 1999 - March 18, 2022
AMERICAN FUNDS & TRUSTS INCORPORATED
May 31, 1994 - October 28, 1999
SUNAMERICA SECURITIES, INC.
June 19, 1983 - September 4, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
August 12, 1975 - June 6, 1994
AMERICAN FUNDS & TRUSTS INCORPORATED
October 30, 1970 - September 28, 1975
SURETY SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 4/3/1964
Registered Representative ExaminationCurrent Firm
AMERICAN FUNDS & TRUSTS INCORPORATED
CRD#: 1066 / SEC#: , 8-6939
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
