John A. Borsic

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CRD#: 2616005

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Andrew Borsic, who also goes by John Andrew Borsic, John Borsic, John A Borsic, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2013. John had worked at 10 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Andrew Borsic | John Borsic | John A Borsic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 2, 2024 - June 4, 2024

STIRLINGSHIRE INVESTMENTS

CRD#: 310576

NEW YORK CITY, NY

Past

July 5, 2023 - December 31, 2023

CAPE SECURITIES INC.

CRD#: 7072

MCDONOUGH, GA

Past

May 8, 2023 - June 27, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

SYOSSET, NY

Past

October 12, 2020 - May 26, 2021

RICHARD JAMES & ASSOCIATES, INC.

CRD#: 169131

SYOSSET, NY

Past

October 9, 2019 - December 9, 2019

RICHARD JAMES & ASSOCIATES, INC.

CRD#: 169131

Syosett, NY

Past

June 28, 2019 - November 13, 2019

SPARTAN CAPITAL SECURITIES, LLC

CRD#: 146251

GARDEN CITY, NY

Past

May 21, 2019 - May 21, 2019

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

SYOSSET, NY

Past

March 12, 2019 - April 3, 2019

RICHARD JAMES & ASSOCIATES, INC.

CRD#: 169131

SYOSSET, NY

Past

October 19, 2017 - August 28, 2018

CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350

GARDEN CITY, NY

Past

July 15, 2015 - November 11, 2015

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Melville, NY

Past

May 13, 2015 - June 16, 2015

NYLIFE SECURITIES LLC

CRD#: 5167

MELVILLE, NY

Past

April 16, 2013 - December 9, 2013

PRUCO SECURITIES, LLC.

CRD#: 5685

MELVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/13/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/8/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 8/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/15/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STIRLINGSHIRE INVESTMENTS

STIRLINGSHIRE BD LLC | STIRLINGSHIRE INVESTMENTS

CRD#: 310576 / SEC#: , 8-70616

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

15 W 38th St Suite 704, New York City, NY 10018

Mailing Address

15 W 38th St Suite 704, New York City, NY 10018

Phone number

(877) 600-7026

Established

Delaware since 08/14/2020

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STIRLINGSHIRE INVESTMENTS, INC.	100% OWNER
LONDON, MARA	CHIEF COMPLIANCE OFFICER	1299148
SAKOL, DANIEL SCOTT	FINOP	2813237
WOODS, STEVEN MACKIE	CEO	5715598

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John A. Borsic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPE SECURITIES INC.

MML INVESTORS SERVICES, LLC

RICHARD JAMES & ASSOCIATES, INC.

RICHARD JAMES & ASSOCIATES, INC.

SPARTAN CAPITAL SECURITIES, LLC

NETWORK 1 FINANCIAL SECURITIES INC.

RICHARD JAMES & ASSOCIATES, INC.

CRAFT CAPITAL MANAGEMENT LLC

PRINCIPAL SECURITIES, INC.

NYLIFE SECURITIES LLC

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/13/2013

Series 6TO

Date: 5/8/2023

SIE

Date: 8/28/2018

Series 7

Date: 3/1/2018

Series 6

Date: 4/15/2013

Current Firm

STIRLINGSHIRE INVESTMENTS

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

STIRLINGSHIRE INVESTMENTS

TRUST BUT VERIFY

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