Phillip B. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Brent Jones, who also goes by Brent Jones, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1970. Phillip had worked at 10 firms and has passed the Series 63, PC, Series 1, Series 8 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2003 - December 31, 2018
MANDEVILLE ASSET MANAGEMENT,LLC
December 13, 1996 - December 18, 2002
CIBC WORLD MARKETS CORP.
September 12, 1991 - December 11, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 23, 1986 - August 30, 1991
J.P. MORGAN SECURITIES LLC
June 19, 1984 - July 8, 1986
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
October 21, 1982 - June 29, 1984
RAUSCHER PIERCE REFSNES, INC.
November 12, 1975 - November 3, 1982
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
June 26, 1973 - November 18, 1975
CITIGROUP GLOBAL MARKETS INC.
December 29, 1972 - May 30, 1973
WEIS SECURITIES, INC.
November 19, 1970 - January 6, 1973
GATEWAY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/21/1986
AMEX Put and Call ExamSeries 1
Date: 5/3/1960
Registered Representative ExaminationSeries 8
Date: 9/24/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Series 00
Date: 4/29/1968
General Securities Principal ExaminationCurrent Firm
MANDEVILLE ASSET MANAGEMENT,LLC
CRD#: 126804 / SEC#:
Contact information
Red Flags
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