MH
Michael J. Hall
CETERA INVESTMENT ADVISERS LLC
OMAHA, NE 68130
Some features on this profile are disabled
CRD#: 2615957
MH
Professional summary
Michael Joseph Hall, who also goes by Mike Hall, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Omaha, Nebraska and CETERA WEALTH SERVICES, LLC located in Omaha, Nebraska.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Hall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/1993 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE: 2. NAME OF OTHER BUSINESS: LINCOLN ESTATE PLANNING COUNCIL; INVESTMENT RELATED: NO; ADDRESS: PO BOX 82535, LINCOLN, NE 68510; NATURE OF BUSINESS: BOARD; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP WITH PLANNING MEETINGS, HELP WITH GREETING PEOPLE AT EVENTS, VOTING ON NEW MEMBERS; 3. NAME OF OTHER BUSINESS: PRAIRIE HOLLOW HOA INVESTMENT RELATED: NO ADDRESS: PO BOX 45918, OMAHA, NE 68145 NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 12/2022 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: .25 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: WILL MOST LIKELY DEAL WITH ISSUES FOR THE NEIGHBORHOOD AND THINGS THE HOA PROVIDES LIKE SNOW REMOVAL AND LAWN SERVICE; 4. NAME OF OTHER BUSINESS: ALPHA WEALTH PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 8/2022 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BUILDING OWNER. RENT TO A COUPLE TENANTS- AN ATTORNEY AND A P & C AGENCY. RESPONSIBLE FOR UPKEEP AND MAINTENANCE; 5. NAME OF OTHER BUSINESS: ALPHA WEALTH ADVISORS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 10/2019 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: I PROVIDE BROKERAGE AND ADVISORY SERVICE TO CLIENTS; 6. NAME OF OTHER BUSINESS: MJH ENTERPRISES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: THIS IS AN LLC OWNED BY MYSELF TO PAY EXPENSES RELATED TO MY BUSINESS. NO MARKETING UNDER THIS NAME AND USED ONLY FOR ACCOUNTING PURPOSES. START DATE: 1/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: THIS IS AN LLC OWNED BY MYSELF TO PAY EXPENSES RELATED TO MY BUSINESS. NO MARKETING UNDER THIS NAME AND USED ONLY FOR ACCOUNTING PURPOSES; 7. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC DBA ADVISORNET WEALTH PARTNERS - CRD# 113074; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: ACCESS PERSON; START DATE: 11/2024; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: NON-PRODUCING / ADMINISTRATIVE ROLE;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 16820 Frances St Ste 205, Omaha, NE 68130Office #3: 6040 South 58th Street, Ste E, Lincoln, NE 68516RIA
CRD#: 105644
OMAHA, NE
Current
January 3, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10831 Old Mill Road Suite 200c, Omaha, NE 68154Office #2: 6040 South 58th Street, Ste E, Lincoln, NE 68516BD
CRD#: 13572
Omaha, NE
Past
January 5, 2023 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Omaha, NE
Past
April 14, 2011 - December 16, 2022
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
LINCOLN, NE
Past
April 8, 2011 - December 16, 2022
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
LINCOLN, NE
Past
October 24, 2003 - April 11, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
LINCOLN, NE
Past
September 30, 2003 - April 11, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LINCOLN, NE
Past
September 25, 1998 - September 18, 2003
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
LINCOLN, NE
Past
March 12, 1998 - September 18, 2003
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
October 13, 1995 - March 11, 1998
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
June 7, 1995 - October 12, 1995
WORKMAN SECURITIES CORPORATION
BD
CRD#: 31898
EDEN PRAIRIE, MN
Past
May 17, 1995 - May 30, 1995
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/4/2024)
RR
Arizona(2/13/2023)
RR
Arkansas(2/1/2023)
RR
California(1/4/2023)
RR
Colorado(4/27/2023)
RR
Florida(3/22/2023)
RR
Georgia(1/12/2023)
RR
Illinois(1/10/2023)
RR
Indiana(1/16/2023)
RR
Iowa(1/5/2023)
RR
Kansas(1/5/2023)
RR
Kentucky(1/18/2024)
RR
Minnesota(1/12/2023)
RR
Missouri(3/14/2023)
RR
Montana(6/20/2025)
RR
Nebraska(1/4/2023)
IAR
Nebraska(6/29/2023)
RR
Nevada(2/14/2023)
RR
New Mexico(4/2/2024)
RR
Ohio(2/13/2023)
RR
Oklahoma(3/8/2023)
RR
Oregon(1/13/2023)
RR
Pennsylvania(1/26/2023)
RR
South Carolina(2/1/2023)
RR
South Dakota(5/30/2023)
RR
Tennessee(1/4/2023)
RR
Texas(1/4/2023)
IAR
Texas(6/29/2023)
RR
Washington(1/10/2023)
RR
Wisconsin(2/2/2023)
RR
Wyoming(1/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Omaha, NE 68130TRUST BUT VERIFY
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Contact information
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