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VB

Victoria A. Boswell

STEPHENS CONSULTING
TAMPA, FL
Some features on this profile are disabled
CRD#: 2615937
VB

Professional summary

Victoria Adair Boswell, CIMA®, who also goes by VIctoria Boswell, Tori Phillips, Victoria Boswell Phillips, Victoria B Phillps, Victoria Boswell Swicegood, is a registered financial advisor currently at STEPHENS CONSULTING, LLC located in Tampa, Florida.

Victoria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Victoria has worked at 13 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Victoria Boswell | Tori Phillips | Victoria Boswell Phillips | Victoria B Phillps | Victoria Boswell Swicegood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent insurance agent; not investment-related; started 06/2015; approximately 8 hours per month, all during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria Adair Boswell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

October 1, 2021 - Present

STEPHENS CONSULTING, LLC

Office #2: 1550 W Cleveland St, Tampa, FL 33606
RIA
CRD#: 308970
TAMPA, FL
Past

August 9, 2013 - October 20, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
TAMPA, FL
Past

June 11, 2013 - October 20, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
TAMPA, FL
Past

September 29, 2010 - October 22, 2013

EAGLE ASSET MANAGEMENT INC

RIA
CRD#: 110653
ST. PETERSBURG, FL
Past

June 22, 2010 - June 11, 2013

CARILLON FUND DISTRIBUTORS, INC.

BD
CRD#: 139749
ST. PETERSBURG, FL
Past

May 1, 2009 - May 28, 2010

WOOD ASSET MANAGEMENT LLC

RIA
CRD#: 106347
SARASOTA, FL
Past

February 14, 2006 - August 29, 2008

BOFA ADVISORS, LLC

RIA
CRD#: 107900
CHARLOTTE, NC
Past

October 18, 2005 - August 29, 2008

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
CHARLOTTE, NC
Past

February 1, 2005 - August 24, 2005

ALLIANZ LIFE FINANCIAL SERVICES, LLC

BD
CRD#: 612
MINNEAPOLIS, MN
Past

October 6, 2003 - February 2, 2005

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

February 13, 2003 - July 11, 2003

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
ST.PETERSBURG, FL
Past

February 15, 1996 - July 11, 2003

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

June 8, 1995 - August 21, 1995

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 8, 1995 - August 21, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
STEPHENS CONSULTING, LLC
PEARL PLANNING | STEPHENS WEALTH MANAGEMENT GROUP | STEPHENS CONSULTING, LLC

CRD#: 308970 / SEC#: 801-122003

RIA
Registered Investment Advisory firm - (7/29/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(11/1/2021)
IAR
Texas
(10/1/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/13/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/17/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/7/1995
General Securities Representative Examination

Current Firm

SC
STEPHENS CONSULTING, LLC
PEARL PLANNING | STEPHENS WEALTH MANAGEMENT GROUP | STEPHENS CONSULTING, LLC

CRD#: 308970 / SEC#: 801-122003

RIA
Registered Investment Advisory firm - (7/29/2021 Approved)
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Contact information

Main Address
5206 Gateway Centre Suite 300, Flint, MI 48507
Mailing Address
Phone number
(810) 732-7411
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/8/2025)

Regulatory assets under management

Total Number of Accounts2,910
AUM (Assets Under Management)$ 1,071,590,093

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STEPHENS CONSULTING, LLC

CRD#: 308970Tampa, FL

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Contact information

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