Mark P. Grossman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Philip Grossman was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1995. Mark had worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2016 - July 31, 2025
MENALTO ADVISORS, LLC
December 13, 2013 - November 11, 2016
KROLL SECURITIES LLC
February 1, 2012 - April 4, 2012
KROLL SECURITIES LLC
June 19, 2006 - December 11, 2013
PAGEMILL PARTNERS, LLC
August 11, 2005 - May 16, 2006
SVB ALLIANT
April 16, 2004 - July 5, 2005
AGC PARTNERS
April 30, 2003 - April 16, 2004
NEEDHAM & COMPANY, LLC
July 1, 1998 - March 31, 2003
COWEN AND COMPANY
April 15, 1997 - July 1, 1998
FINANCIAL SQUARE PARTNERS
May 24, 1995 - October 4, 1995
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
MENALTO ADVISORS, LLC
CRD#: 284583 / SEC#: , 8-69806
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
