Harsh A. Pradhan
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
SARATOGA, CA
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CRD#: 2615202
Professional summary
Harsh A Pradhan, CFP®, who also goes by Harsh Ashok Pradhan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Saratoga, California and FIDELITY BROKERAGE SERVICES LLC located in Palo Alto, California.
Harsh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Harsh has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 31 exams.
Biography
I have worked for Fidelity for over 16 years and I am passionate about serving our customers. I feel Fidelity is a trusted partner in helping our customers pursue their financial goals. I believe in having a relationship with my clients so that I better understand what is important to them. I serve as an advocate to help clients leverage Fidelity's vast resources, so that we can help develop and implement various wealth planning strategies in order to help clients pursue their financial goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Harsh Ashok Pradhan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Harsh A Pradhan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
California State University
Bachelor of Science (BS) - Accounting
1993
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 251 University Avenue, Palo Alto, CA 94301RIA
CRD#: 104555
SARATOGA, CA
Current
October 11, 2006 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 251 University Avenue, Palo Alto, CA 94301BD
CRD#: 7784
Palo Alto, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PALO ALTO, CA
Past
January 22, 2007 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PALO ALTO, CA
Past
April 28, 2004 - August 3, 2005
BEACON FINANCIAL PLANNING, INC.
RIA
CRD#: 129986
LOS GATOS, CA
Past
August 3, 1998 - November 20, 2000
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
May 19, 1995 - April 13, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/4/2011)
RR
Arkansas(7/27/2018)
RR
California(11/13/2006)
IAR
California(3/31/2025)
RR
Colorado(1/6/2017)
RR
Connecticut(3/25/2023)
RR
District of Columbia(12/14/2020)
RR
Florida(10/5/2010)
RR
Georgia(1/4/2025)
RR
Hawaii(10/8/2021)
RR
Idaho(4/23/2020)
RR
Illinois(6/18/2021)
RR
Maryland(9/18/2020)
RR
Massachusetts(9/30/2022)
RR
Michigan(5/3/2024)
RR
Missouri(5/11/2022)
RR
Montana(1/4/2025)
RR
Nevada(6/4/2021)
RR
New York(11/23/2011)
RR
Ohio(2/22/2024)
RR
Oregon(11/13/2006)
RR
Rhode Island(1/4/2019)
RR
South Carolina(10/29/2019)
RR
Texas(7/23/2012)
IAR
Texas(3/31/2025)
RR
Virginia(8/13/2021)
RR
Washington(10/8/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Saratoga, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
