RW
Ronald G. Wexler
THE PINNACLE FINANCIAL GROUP
HUNTINGTON, NY 11743
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CRD#: 2614899
RW
Professional summary
Ronald Gene Wexler is a registered financial advisor currently at THE PINNACLE FINANCIAL GROUP located in Huntington, New York and LPL FINANCIAL LLC located in Melville, New York.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Ronald has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/03/2017 - THE PINNACLE FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 25%/ ROCKVILLE CENTER, NY
2) 06/15/2017-THE PINNACLE FINANCIAL GROUP-investment related- At reported business location(s)- Registered Investment Advisor Hybrid- Hours per month 120/ hours during trading 6- Time spent 50%-I provide investment advisory services through THE PINNACLE FINANCIAL GROUP, an independent investment advisor firm. I started this business activity on 6/15/2017. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
3) 12/27/2017 - Wexler Wealth Management Inc - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 12/19/2017 - 1 Hours Per Month/1 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Gene Wexler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2021 - Present
THE PINNACLE FINANCIAL GROUP
Office #1: 866 W Jericho Tpke, Huntington, NY 11743RIA
CRD#: 164395
HUNTINGTON, NY
Current
March 3, 2017 - Present
LPL FINANCIAL LLC
Office #1: 445 Broadhollow Rd Ste 112, Melville, NY 11747RIA
BD
CRD#: 6413
MELVILLE, NY
Past
January 22, 2010 - March 15, 2017
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
HAUPPAUGE, NY
Past
January 22, 2010 - March 15, 2017
OPPENHEIMER & CO. INC.
BD
CRD#: 249
HAUPPAUGE, NY
Past
May 29, 2007 - January 28, 2010
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SYOSSET, NY
Past
May 29, 2007 - January 28, 2010
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SYOSSET, NY
Past
November 12, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
SYOSSET, NY
Past
October 24, 2001 - May 29, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
SYOSSET, NY
Past
January 29, 1996 - November 9, 2001
KIRLIN SECURITIES INC.
BD
CRD#: 21210
SYOSSET, NY
Past
July 24, 1995 - January 31, 1996
STRATTON OAKMONT INC.
BD
CRD#: 18692
LAKE SUCCESS, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP
CRD#: 164395 / SEC#: 801-77304
RIA
Registered Investment Advisory firm - (11/9/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/3/2017)
RR
Florida(3/3/2017)
RR
New Jersey(3/3/2017)
RR
New York(3/3/2017)
IAR
New York(8/20/2021)
RR
Pennsylvania(3/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP
CRD#: 164395 / SEC#: 801-77304
RIA
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Contact information
Main Address
9 South Long Beach Road, Rockville Centre, NY 11570
Mailing Address
Phone number
(516) 763-9700
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,538 |
| AUM (Assets Under Management) | $ 1,184,198,113 |
Red Flags
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Company Information
THE PINNACLE FINANCIAL GROUP
CRD#: 164395Huntington, NY 11743TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
