Lieba L. Macias
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lieba Louise Macias, who also goes by Lieba Epstein, Lieba Louise Macia, was a registered financial professional .
Lieba is a previously registered financial professional and started their career in finance in 2000. Lieba had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2012 - January 14, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 19, 2012 - January 14, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 27, 2012 - November 6, 2012
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 27, 2012 - November 6, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 26, 2011 - August 29, 2012
FSC SECURITIES CORPORATION
August 19, 2011 - August 29, 2012
FSC SECURITIES CORPORATION
October 29, 2001 - August 23, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
August 24, 2001 - July 3, 2006
IDS LIFE INSURANCE COMPANY
August 24, 2001 - August 23, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
February 5, 2001 - June 28, 2001
EQUITABLE ADVISORS, LLC
February 16, 2000 - October 30, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
