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Tommy D. Turnage

SUNSET FINANCIAL SERVICES
Kansas City, MO 64111
Some features on this profile are disabled
CRD#: 2614139
TT

Professional summary

Tommy Dwane Turnage is a registered financial professional currently at SUNSET FINANCIAL SERVICES, INC. located in Kansas City, Missouri.

Tommy is registered as a RR (Registered Representative) and started their career in finance in 1995. Tommy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tommy Dwane Turnage's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 14, 2011 - Present

SUNSET FINANCIAL SERVICES, INC.

Office #1: 3520 Broadway, Kansas City, MO 64111
BD
CRD#: 3538
Kansas City, MO
Past

January 19, 2012 - September 8, 2015

SUNSET FINANCIAL SERVICES, INC.

RIA
CRD#: 3538
KANSAS CITY, MO
Past

July 13, 2009 - August 18, 2011

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
SPRINGFIELD, MO
Past

July 8, 2009 - August 18, 2011

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
SPRINGFIELD, MO
Past

October 29, 2008 - June 30, 2009

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
ROGERS, AR
Past

March 15, 2006 - October 8, 2008

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
ROGERS, AR
Past

September 24, 2004 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
ROGERS, AR
Past

September 24, 2004 - June 30, 2009

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ROGERS, AR
Past

February 14, 2003 - September 22, 2004

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
SPRINGFIELD, MO
Past

December 14, 2001 - September 22, 2004

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

August 5, 1997 - November 21, 2001

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

August 5, 1997 - November 21, 2001

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

August 28, 1995 - January 6, 1996

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

August 28, 1995 - January 6, 1996

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(11/14/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/5/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/17/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/25/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/25/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/19/2002
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SUNSET FINANCIAL SERVICES, INC.
CHRISTOPHER HELLER | SUNSET FINANCIAL SERVICES, INC. | ROBERT MAKINEY | MICHAEL WALSH | KARIN RETTGER | JEFFREY GUNDERSON | DWAYNE KONICEK

CRD#: 3538 / SEC#: 801-71636, 8-14148

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
3520 Broadway, Kansas City, MO 64111
Mailing Address
P.o. Box 219365, Kansas City, MO 64121-9365
Phone number
(816) 753-7000
Established
Washington since 04/23/1964
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
KANSAS CITY LIFE INSURANCE COMPANY, INC.PARENT COMPANY - OWNER
ALVEY, DANIEL D'ANGELOFINOP8114927
BIXBY, ROBERT PHILIPDIRECTOR2109740
BIXBY, WALTER EDWIN IIIDIRECTOR2687392
BRANDT, JANICE LEEVICE PRESIDENT - CHIEF COMPLIANCE OFFICER BROKER/DEALER3232016
DENNEY, SUSANNA JAYNEVICE PRESIDENT - CHIEF OPERATIONS OFFICER2467520
LAIRD, DAVID ARNOLDDIRECTOR
MASON, ALAN CRAIG JRSECRETARY, DIRECTOR
MILTON, MARK ALANDIRECTOR2155553
NOGALSKI, JOHN LOUISVICE PRESIDENT, TAXES8083220
PEIL, KRISTEN MICHELLEAVP2438293
PIEPER, JENNIFER KAYVICE PRESIDENT, TREASURER & CONTROLLER7832157
ULLOM, KELLY TODDPRESIDENT / DIRECTOR1569201

Disclosures

Regulatory Event9
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538Kansas City, MO 64111

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