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CRD#: 3538
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SUNSET FINANCIAL SERVICES, INC. is located at 3520 Broadway, Kansas City, MO 64111 and was first established at Kansas City, Washington in 04/23/1964. After operating for 62 years, SUNSET FINANCIAL SERVICES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SUNSET FINANCIAL SERVICES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. SUNSET FINANCIAL SERVICES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SUNSET FINANCIAL SERVICES, INC. are registered to handle securities or provide financial advice. The firm has 11 disclosures, 9 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SUNSET FINANCIAL SERVICES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SUNSET FINANCIAL SERVICES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SUNSET FINANCIAL SERVICES, INC. Comes From

Understanding the Statistics for SUNSET FINANCIAL SERVICES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
9
Arbitration
2

FIRM INFORMATION

Main Address
3520 Broadway, Kansas City, MO 64111
Mailing Address
P.o. Box 219365, Kansas City, MO 64121-9365
Firm Size
Small
Phone Number
(816) 753-7000
Established
Washington since 04/23/1964
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV
Part 2 Brochures

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
KANSAS CITY LIFE INSURANCE COMPANY, INC.PARENT COMPANY - OWNER
ALVEY, DANIEL D'ANGELOFINOP8114927
BIXBY, ROBERT PHILIPDIRECTOR2109740
BIXBY, WALTER EDWIN IIIDIRECTOR2687392
BRANDT, JANICE LEEVICE PRESIDENT - CHIEF COMPLIANCE OFFICER BROKER/DEALER3232016
DENNEY, SUSANNA JAYNEVICE PRESIDENT - CHIEF OPERATIONS OFFICER2467520
LAIRD, DAVID ARNOLDDIRECTOR
MASON, ALAN CRAIG JRSECRETARY, DIRECTOR
MILTON, MARK ALANDIRECTOR2155553
NOGALSKI, JOHN LOUISVICE PRESIDENT, TAXES8083220
PEIL, KRISTEN MICHELLEAVP2438293
PIEPER, JENNIFER KAYVICE PRESIDENT, TREASURER & CONTROLLER7832157
ULLOM, KELLY TODDPRESIDENT / DIRECTOR1569201

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Advisor's working at SUNSET FINANCIAL SERVICES, INC.

KU

Kelly Todd Ullom

IAR
RR
CRD#: 1569201
Location:
Kansas City, MO 64111
Company:
OSAIC WEALTH, INC.
Disclosures:
Experience:
37 years
View Profile
SD

Susanna Jayne Denney

Susie Denney, Denney Wilmes, Susanna Wilmes
IAR
RR
CRD#: 2467520
Location:
Kansas City, MO 64111
Company:
OSAIC WEALTH, INC.
Disclosures:
Experience:
31 years
View Profile
RP

Robert Thomas Petzold

Rob Petzold
IAR
RR
CRD#: 3047984
Location:
Terra Ceia Island, FL
Company:
OSAIC WEALTH, INC.
Disclosures:
Experience:
27 years
View Profile
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