Mark Wojtowicz
Professional summary
Mark Wojtowicz, who also goes by Mark Wojo, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Glastonbury, Connecticut and CETERA WEALTH SERVICES, LLC located in El Segundo, California.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 18 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Wojtowicz's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 2301 Rosecrans Ave #5100, El Segundo, CA 90245July 5, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245November 1, 2023 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245February 7, 2025 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245February 7, 2025 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245July 5, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
February 14, 2022 - May 26, 2022
ASSETMARK, INC.
February 14, 2022 - May 26, 2022
ASSETMARK BROKERAGE, LLC
May 24, 2019 - January 4, 2022
MML INVESTORS SERVICES, LLC
May 2, 2019 - January 4, 2022
MML INVESTORS SERVICES, LLC
February 13, 2015 - March 18, 2019
VOYA FINANCIAL ADVISORS, INC.
June 12, 2014 - March 18, 2019
VOYA FINANCIAL ADVISORS, INC.
August 7, 2013 - March 24, 2014
GLOBALT INVESTMENTS
April 19, 2013 - August 6, 2013
GLOBALT INC
November 15, 2012 - December 11, 2012
ALPS DISTRIBUTORS, INC.
March 2, 2012 - September 17, 2012
GLOBALT INC
May 13, 2004 - December 13, 2011
BNY ADVISORS
May 13, 2004 - December 13, 2011
PERSHING LLC
May 18, 2000 - April 28, 2004
EQUITABLE ADVISORS, LLC
June 14, 1999 - January 12, 2000
ALLIANCEBERNSTEIN INVESTMENTS, INC.
June 14, 1996 - December 18, 1998
ALLIANCEBERNSTEIN INVESTMENTS, INC.
April 9, 1996 - May 9, 1996
MURIEL SIEBERT & CO., LLC
October 17, 1995 - November 20, 1995
FIRST ASSET MANAGEMENT, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/5/2022)
(6/29/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
