Patrick J. Hoffman

TLG ADVISORS

Fort Wayne, IN 46802

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CRD#: 2613816

Professional summary

Patrick Joseph Hoffman SR., CFP®, who also goes by Pat Hoffman, Patrick J Hoffman, Patrick Joseph Hoffman Sr., Patrick Hoffman, is a registered financial advisor currently at TLG ADVISORS, INC. located in Fort Wayne, Indiana and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Patrick has worked at 16 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat Hoffman | Patrick J Hoffman | Patrick Joseph Hoffman Sr. | Patrick Hoffman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Hoffman SR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

January 6, 2026 - Present

TLG ADVISORS, INC.

Office #1: 1301 S Harrison Street, Fort Wayne, IN 46802

RIA

CRD#: 111052

Fort Wayne, IN

Current

January 2, 2026 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

May 1, 2024 - December 31, 2025

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

October 3, 2023 - May 8, 2024

OSAIC FA, INC.

RIA

CRD#: 3978

AUDUBON, PA

Past

October 3, 2023 - May 1, 2024

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

March 22, 2023 - July 24, 2023

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

BALA CYNWYD, PA

Past

March 22, 2023 - July 24, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

BALA CYNWYD, PA

Past

July 14, 2021 - April 5, 2023

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

WEST CHESTER, PA

Past

July 14, 2021 - April 5, 2023

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

WEST CHESTER, PA

Past

November 13, 2019 - July 16, 2021

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Malvern, PA

Past

November 13, 2019 - July 16, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

June 4, 2018 - October 21, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JENKINTOWN, PA

Past

June 4, 2018 - October 21, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JENKINTOWN, PA

Past

December 19, 2005 - April 11, 2018

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

December 1, 2005 - April 11, 2018

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

STAMFORD, CT

Past

June 30, 2005 - December 19, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

STAMFORD, CT

Past

June 28, 2005 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 18, 2005 - June 6, 2005

AMG DISTRIBUTORS, INC.

RIA

CRD#: 27314

CONSHOHOCKEN, PA

Past

December 18, 2001 - June 6, 2005

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

Past

September 29, 2000 - April 8, 2005

RORER ASSET MANAGEMENT LLC

RIA

CRD#: 104575

CONSHOHOCKEN, PA

Past

June 12, 1997 - July 26, 1999

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

June 30, 1995 - June 6, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Indiana
(1/6/2026)

Pennsylvania
(1/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/11/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/28/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/17/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Hoffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Joseph Hoffman SR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

OSAIC FA, INC.

OSAIC FA, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

AMG DISTRIBUTORS, INC.

AMG DISTRIBUTORS, INC.

RORER ASSET MANAGEMENT LLC

NEW ENGLAND SECURITIES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/11/2002

Series 65

Date: 7/28/1995

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2005

Series 6

Date: 12/17/2001

FINRA

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

TRUST BUT VERIFY

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