James A. Colavita
Professional summary
James Alexander Colavita, who also goes by James A Colavita, Jim Colavita, is a registered financial advisor currently at GENTRUST located in New York, New York.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. James has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Alexander Colavita's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2021 - Present
GENTRUST
Office #1: 900 Third Avenue 35th Floor, New York, NY, 10022September 3, 2008 - July 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 7, 2002 - December 31, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 4, 1995 - July 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
GENTRUST
CRD#: 158369 / SEC#: 801-72707
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2021)
(12/6/2023)
Exams
Current Firm
GENTRUST
CRD#: 158369 / SEC#: 801-72707
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,667 |
| AUM (Assets Under Management) | $ 4,460,903,724 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 08/26/2024 | ||
| 11/27/2023 | ||
| 08/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
