Daniel I. Berthiaume
Professional summary
Daniel I Berthiaume, who also goes by Daniel Irving Berthiaume, Danny Berthiaume, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York and BGC FINANCIAL, L.P. located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2017. Daniel has worked at 8 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel I Berthiaume's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2012 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022January 6, 2017 - Present
BGC FINANCIAL, L.P.
Office #1: 55 Water Street 10th Floor, New York, NY, 10004March 24, 2017 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041March 24, 2017 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041March 24, 2017 - Present
MINT BROKERS
Office #1: 55 Water Street 10th Floor, New York, NY 10038April 1, 2022 - Present
NEWMARK SECURITIES, LLC
Office #1: 125 Park Avenue, New York, NY 10017March 24, 2017 - May 27, 2020
CFWP SECURITIES, LLC
March 24, 2017 - September 19, 2022
AQUA SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NEWMARK SECURITIES, LLC
CRD#: 309193 / SEC#: , 8-70554
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWMARK PARTNERS, L.P. | SOLE MEMBER | |
| DAVIS, JOSHUA | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 7761240 |
| KUEHNEN, ERIC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 4577416 |
| PAULSON, KENNETH MICHAEL | CHIEF FINANCIAL OFFICER | 2862259 |
| SMIGEL, STEPHEN JARED | CHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2401258 |
Red Flags
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