AB
Andrew D. Byron
CETERA INVESTMENT ADVISERS LLC
Santa Barbara, CA 93103
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CRD#: 2612485
AB
Professional summary
Andrew David Byron is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Santa Barbara, California and CETERA WEALTH SERVICES, LLC located in Boise, Idaho.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Andrew has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: Andy Byron Music; No; 802 W BANNOCK ST STE 400; BOISE; ID; 83702; music promotion; owner; 8/23/2008; 0; 0; promote concerts and music events as contracted; sell own music| 2) NAME OF ENTITY: Independent Insurance Agent; Yes; 802 W BANNOCK ST STE 400; BOISE; ID; 83702; fixed insurance sales; Independent Insurance Agent; 5/30/2000; 160; 160; sales of fixed insurance products| 3) NAME OF ENTITY: Money Educators of Idaho & Byron Financial Group; Yes; 802 W BANNOCK ST STE 400; BOISE; ID; 83702; Financial Services and Insurance; Financial Advisor; 4/1/2010; 160; 160; Sale and Service Insurance, Securities and Investment Products|
CRS (Client Relationship Summary) - RIA
Click below to view Andrew David Byron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 869 Ferrelo Place, Santa Barbara, CA 93103Office #2: 2449 S Vista Ave Suite B, Boise, ID 83705RIA
CRD#: 105644
Santa Barbara, CA
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2449 S Vista Ave Suite B, Boise, ID 83705BD
CRD#: 13572
Boise, ID
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 10, 2002 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BOISE, ID
Past
May 30, 2000 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BOISE, ID
Past
February 10, 2000 - June 2, 2000
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
January 11, 2000 - February 10, 2000
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
September 5, 1995 - February 1, 2000
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
May 4, 1995 - July 25, 1995
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 4, 1995 - July 25, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2021)
IAR
California(11/22/2024)
RR
Colorado(6/9/2021)
RR
Idaho(6/9/2021)
IAR
Idaho(6/29/2023)
RR
Montana(6/9/2021)
RR
Nevada(11/16/2021)
RR
Oregon(6/9/2021)
RR
South Carolina(7/29/2021)
RR
Texas(3/7/2023)
IAR
Texas(6/29/2023)
RR
Utah(10/29/2021)
RR
Washington(6/9/2021)
RR
Wyoming(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Santa Barbara, CA 93103TRUST BUT VERIFY
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