Charles D. Mclellan
Professional summary
Charles David Mclellan Jr, who also goes by Charles David Mclellan, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1995. Charles has worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles David Mclellan Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 1, 2004 - December 13, 2013
VOYA FINANCIAL ADVISORS, INC.
December 13, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
October 21, 1998 - June 1, 2001
KESTRA INVESTMENT SERVICES, LLC
August 25, 1995 - June 2, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 25, 1995 - June 2, 1998
EQUITABLE ADVISORS, LLC
May 24, 1995 - August 16, 1995
METROPOLITAN LIFE INSURANCE COMPANY
May 24, 1995 - August 16, 1995
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2015)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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