Scott Cory Ente
Professional Summary
Scott Cory Ente is a registered financial advisor currently at DAVID LERNER ASSOCIATES, INC. located in Boca Raton, Florida. Scott is registered as a RR (Registered Representative) and started their career in finance in 1995. Scott has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
DAVID LERNER ASSOCIATES, INC.
Contact Information
Main Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006Mailing Address
477 Jericho Tpke P.o.box 9006, Syosset, NY 11791-9006Phone Number
(516) 921-4200Established
New York since 11/06/1975Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
24Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/7/1999)
(4/23/2012)
(1/12/2000)
(11/8/2004)
(1/21/2005)
(12/2/2015)
(10/21/2021)
(5/23/1996)
(5/23/2003)
(10/14/2004)
(9/16/2004)
(5/16/2007)
(3/1/2004)
(4/3/2018)
(9/19/1995)
(6/2/2014)
(10/25/1995)
(10/20/1998)
(3/5/2026)
(1/24/2001)
(8/11/2025)
(3/9/2017)
(7/27/2004)
(3/14/2006)
(9/28/2021)
(5/29/2008)
(1/28/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1995About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott Cory Ente's CRS (Customer Relationship Summary).
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