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LC

Lavinia M. Criswell

B. C. ZIEGLER AND COMPANY
CHICAGO, IL 60606
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CRD#: 2611322
LC
Lavinia Mcleod CriswellB. C. ZIEGLER AND COMPANY

Professional summary

Lavinia Mcleod Criswell, who also goes by Lavinia Mclead Criswell, is a registered financial professional currently at B. C. ZIEGLER AND COMPANY located in Chicago, Illinois.

Lavinia is registered as a RR (Registered Representative) and started their career in finance in 1995. Lavinia has worked at 2 firms and has passed the Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Aliases

Lavinia Mclead Criswell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lavinia Mcleod Criswell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 1999 - Present

B. C. ZIEGLER AND COMPANY

Office #1: One North Wacker Drive, Suite 2000, Chicago, IL 60606
BD
CRD#: 61
CHICAGO, IL
Past

June 13, 1995 - June 11, 1999

WILLIAM R. HOUGH & CO.

BD
CRD#: 2235
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/12/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/19/2015
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/15/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

B. C. ZIEGLER AND COMPANY
B. C. ZIEGLER AND COMPANY
B. C. ZIEGLER AND COMPANY | ZIEGLER WEALTH MANAGEMENT | ZIEGLER PRIVATE EQUITY | ZIEGLER INVESTMENT SERVICES GROUP | ZIEGLER CONSULTING SERVICE | ZIEGLER CAPITAL MARKETS | ZIEGLER | REACT GROUP

CRD#: 61 / SEC#: 801-19699, 8-94

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
One North Wacker Drive, Suite 2000 Suite 2000, Chicago, IL 60606
Mailing Address
One North Wacker Drive, Suite 2000, Chicago, IL 60606
Phone number
(312) 263-0110
Established
Wisconsin since 02/12/1920
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE 3.30.17 FINAL (3/30/2017)
BCZ ADV PART 2A FINAL 2017 (3/30/2017)

Direct owners and executive officers

NamePositionCRD#
THE ZIEGLER COMPANIES, INC.PARENT COMPANY
DAVID, ANGELIQUE ATHIENAEMD, GENERAL COUNSEL, CORPORATE SECRETARY, COO5445800
HERMANN, DANIEL JOSEPHCEO AND PRESIDENT1790977
JEFFERSON, RYAN TMANAGING DIRECTOR, CFO & DIRECTOR5844031
KERR, MARCLETTA RDIRECTOR, CHIEF COMPLIANCE OFFICER7463114
STROM, KEVIN LOUISEMD HEAD OF CAPITAL MARKETS1595516

Disclosures

Regulatory Event7
Civil Event3
Arbitration2

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
WisconsinERA - Withdrawn3/3/2025

Red Flags

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Company Information

B. C. ZIEGLER AND COMPANY

B. C. ZIEGLER AND COMPANY

CRD#: 61Chicago, IL 60606

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