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FIRM PROFILE
Overview
B. C. ZIEGLER AND COMPANY is located at One North Wacker Drive, Suite 2000 Suite 2000, Chicago, IL 60606 and was first established at Chicago, Wisconsin in 02/12/1920. After operating for 107 years, B. C. ZIEGLER AND COMPANY has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of B. C. ZIEGLER AND COMPANY’s clients are individuals and 0% of their clients are high net worth individuals. B. C. ZIEGLER AND COMPANY has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at B. C. ZIEGLER AND COMPANY are registered to handle securities or provide financial advice. The firm has 11 disclosures, 7 being regulatory events, 2 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access B. C. ZIEGLER AND COMPANY‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at B. C. ZIEGLER AND COMPANY. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for B. C. ZIEGLER AND COMPANY Comes From
Understanding the Statistics for B. C. ZIEGLER AND COMPANY and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
One North Wacker Drive, Suite 2000 Suite 2000, Chicago, IL 60606
One North Wacker Drive, Suite 2000, Chicago, IL 60606
Small
(312) 263-0110
Wisconsin since 02/12/1920
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HERMANN, DANIEL JOSEPH | CEO AND PRESIDENT | 09/2004 | 1790977 |
| THE ZIEGLER COMPANIES, INC. | PARENT COMPANY | 04/1971 | |
| BUSHMAN, JAMES MICHAEL | DIRECTOR, CHIEF COMPLIANCE OFFICER | 09/2011 | 1248254 |
| DAVID, ANGELIQUE ATHIENA | EMD, GENERAL COUNSEL, CORPORATE SECRETARY, COO | 11/2010 | 5445800 |
| STROM, KEVIN LOUIS | EMD HEAD OF CAPITAL MARKETS | 01/2011 | 1595516 |
| JEFFERSON, RYAN T | MANAGING DIRECTOR, CFO & DIRECTOR | 04/2022 | 5844031 |
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Advisor's working at B. C. ZIEGLER AND COMPANY
Bret Anthony Degood
Bruce Andrew Israel
David James Morton
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