William P. Decanio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Patrick Decanio, who also goes by William Decanio, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1995. William had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2018 - May 13, 2024
TRITON PACIFIC SECURITIES, LLC
June 19, 2018 - October 31, 2018
EQUITABLE ADVISORS, LLC
March 22, 2018 - October 31, 2018
EQUITABLE ADVISORS, LLC
May 1, 2014 - April 4, 2016
MML DISTRIBUTORS, LLC
July 10, 2007 - May 1, 2014
MML INVESTORS SERVICES, LLC
February 15, 2006 - May 4, 2007
A. G. EDWARDS & SONS, INC.
November 19, 2002 - November 7, 2005
GUARDIAN INVESTOR SERVICES LLC
February 23, 2001 - November 27, 2002
SIGNATOR FINANCIAL SERVICES, INC.
December 9, 1999 - December 31, 2000
ALLIANZ LIFE FINANCIAL SERVICES, LLC
August 6, 1997 - November 9, 1999
NEW ENGLAND SECURITIES
April 3, 1996 - July 23, 1997
PACIFIC SELECT DISTRIBUTORS, LLC
May 19, 1995 - March 5, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRITON PACIFIC SECURITIES, LLC
CRD#: 139919 / SEC#: , 8-67262
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FAGGEN, CRAIG JEFFREY | OWNER | 2734508 |
| BRAVIN, MICHAEL A | CCO/COMPLIANCE OFFICER | |
| BUEHLER, BRIAN DAVID | PRESIDENT/CEO | 3059422 |
| CARROLL, MICHAEL LOUIS | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 5282521 |
| TRITON PACIFIC CAPITAL PARTNERS, LLC. | MANAGING MEMBER | |
| TRITON PACIFIC GROUP, INC. | MANAGING MEMBER |
Disclosures
| Regulatory Event | 1 |
Red Flags
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