Jeffrey Steinberg
AVANTAX PLANNING PARTNERS
Port Saint Lucie, FL 34952
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CRD#: 2610793
Professional summary
Jeffrey Steinberg, CFP®, ChFC®, CLU®, who also goes by Jeff Steinberg, Jeffrey Steinberg, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Port Saint Lucie, Florida and CETERA INVESTMENT ADVISERS LLC located in Port Saint Lucie, Florida.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Steinberg | Jeffrey Steinberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE SALES POSITION: SALES NATURE: FIXED LIFE INSURANCE/LTC SALES INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: ADDRESS: Ste 105, Port St Lucie FL 34952, DESCRIPTION: Sales of insurance 2) BOTTLENECK CREDIT FUND I, LP POSITION: Limited partner NATURE: Fund will lend money to start-ups in exchange for a debt position and a piece of the equity. I am simply asking to be allowed to invest in this as a limited partner. Nothing else, just an investor in the Fund INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2023 ADDRESS: Bottleneck Credit Fund I GP, LLC, 575 E. Westminster, Lake Forest IL 60045, United States DESCRIPTION: None. I am simply seeking to invest in this LP which was put together by a long time friend of mine 3)OFFICE SHARING POSITION: Financial Planning Consultant NATURE: I share office space with William Pembroke, who is also an Avantax advisor and is also a CPA. William owns the office and my assistant Michele Panuzzo and I work from here INVESTMENT RELATED: No NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 90 START DATE: 09/19/2023 ADDRESS: 8517 So. US Highway 1, Port St. Lucie FL 34952, United States DESCRIPTION: I work out of an office here 4) ATTORNEY POSITION: ATTORNEY NATURE: RECEIVE REFERRAL FEES ON CASES I REFER 5) HOURLY BILLING FOR REVIEW OF LEGAL DOCUMENTS INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1991 ADDRESS: 8517 So. US Highway 1, Port St. Lucie FL 34952, United States DESCRIPTION: REFERRAL FEES FOR REFERRAL OF A WRONGFUL DEATH LAWSUIT and personal injury lawsuits Review legal documents
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Steinberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
June 29, 2022 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 8517 S Us Highway 1, Port Saint Lucie, FL 34952RIA
CRD#: 106237
Port Saint Lucie, FL
Current
August 11, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8517 S Us Highway 1, Port Saint Lucie, FL 34952RIA
CRD#: 105644
Port Saint Lucie, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8517 S Us Highway 1, Port St. Lucie, FL 34952-3346BD
CRD#: 13572
PORT ST. LUCIE, FL
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Port Saint Lucie, FL
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PORT ST. LUCIE, FL
Past
April 30, 2003 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
PORT SAINT LUCIE, FL
Past
April 7, 2003 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
PORT SAINT LUCIE, FL
Past
December 19, 2001 - April 11, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
December 19, 2001 - April 11, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
July 2, 1999 - December 10, 2001
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
October 1, 1997 - July 9, 1999
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
August 26, 1997 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
BD
CRD#: 5178
FORT WAYNE, IN
Past
July 17, 1995 - August 1, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
IAR
Florida(6/29/2022)
RR
Florida(9/5/2025)
RR
Georgia(9/19/2025)
RR
Maryland(10/3/2025)
RR
Massachusetts(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(11/12/2025)
IAR
Texas(1/31/2024)
IAR
Texas(9/5/2025)
RR
Texas(10/10/2025)
RR
Vermont(10/6/2025)
RR
Washington(10/20/2025)
RR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
