Michael K. Kalmaer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Kim Kalmaer was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2010 - January 20, 2011
WBB SECURITIES, LLC
May 12, 2008 - November 24, 2009
WALLSTREET*E FINANCIAL SERVICES, INC.
February 21, 2008 - May 1, 2008
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
February 22, 2007 - August 15, 2007
JHS CAPITAL ADVISORS, LLC
October 4, 2006 - February 15, 2007
KOVACK SECURITIES INC.
October 4, 2005 - June 26, 2006
SAXONY SECURITIES, INC.
April 26, 2005 - September 23, 2005
INVESTORS CAPITAL CORP.
September 24, 2003 - April 6, 2005
SYNERGY INVESTMENT GROUP, LLC
January 12, 2001 - May 31, 2002
DPEC CAPITAL, INC.
June 8, 2000 - July 20, 2000
DPEC CAPITAL, INC.
July 24, 1998 - July 25, 2000
NATIONAL SECURITIES CORPORATION
May 16, 1997 - July 24, 1998
THE BOSTON GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WBB SECURITIES, LLC
CRD#: 118440 / SEC#: , 8-53660
Contact information
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROZAK, DEJEAN & ASSOCIATES, LLC | OWNER | |
| BROZAK, STEPHEN GILBERTPAUL III | PRESIDENT, CEO, MANAGING MEMBER | 1539206 |
| MILLER, MATTHEW | TRADING PRINCIPAL, MUNICIPAL SECS PRINCIPAL, OPTIONS PRINCIPAL | 2229977 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 2210435 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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