Richard E. Gledhill

FIDELITY DISTRIBUTORS COMPANY LLC

Westlake, TX 76262

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CRD#: 2609855

Professional summary

Richard Edward Gledhill, who also goes by Rick Gledhill, is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Westlake, Texas.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1995. Richard has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rick Gledhill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Edward Gledhill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2022 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: Two Destiny Way, Westlake, TX 76262

CRD#: 17507

Westlake, TX

Past

August 12, 2020 - January 12, 2022

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

Corona del Mar, CA

Past

February 13, 2020 - August 11, 2020

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

Fort Worth, TX

Past

February 12, 2020 - August 11, 2020

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Fort Worth, TX

Past

October 16, 2018 - December 13, 2019

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

ROCKVILLE, MD

Past

July 24, 2018 - November 25, 2019

FLEXIBLE PLAN INVESTMENTS LTD

RIA

CRD#: 110762

Flower Mound, TX

Past

July 15, 2008 - March 1, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 9, 2007 - March 1, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FLOWER MOUND, TX

Past

October 24, 2000 - May 25, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

COLUMBUS, OH

Past

June 20, 1997 - May 25, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 24, 1995 - June 19, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 24, 1995 - June 19, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/23/2022)

Alaska
(2/25/2022)

Arizona
(3/4/2022)

Arkansas
(2/24/2022)

California
(2/24/2022)

Colorado
(2/24/2022)

Connecticut
(2/23/2022)

Delaware
(2/24/2022)

District of Columbia
(2/25/2022)

Florida
(6/17/2022)

Georgia
(2/24/2022)

Hawaii
(4/8/2022)

Idaho
(2/23/2022)

Illinois
(2/24/2022)

Indiana
(2/23/2022)

Iowa
(2/24/2022)

Kansas
(2/23/2022)

Kentucky
(2/24/2022)

Louisiana
(2/28/2022)

Maine
(2/24/2022)

Maryland
(2/24/2022)

Massachusetts
(4/12/2022)

Michigan
(2/25/2022)

Minnesota
(2/24/2022)

Mississippi
(2/24/2022)

Missouri
(2/24/2022)

Montana
(2/25/2022)

Nebraska
(2/24/2022)

Nevada
(3/10/2022)

New Hampshire
(2/25/2022)

New Jersey
(2/23/2022)

New Mexico
(2/24/2022)

New York
(3/27/2022)

North Carolina
(2/24/2022)

North Dakota
(2/28/2022)

Ohio
(2/23/2022)

Oklahoma
(2/28/2022)

Oregon
(2/23/2022)

Pennsylvania
(2/24/2022)

Puerto Rico
(2/25/2022)

Rhode Island
(3/2/2022)

South Carolina
(2/28/2022)

South Dakota
(3/3/2022)

Tennessee
(2/24/2022)

Texas
(2/23/2022)

Utah
(2/23/2022)

Vermont
(2/23/2022)

Virginia
(4/25/2022)

Washington
(2/24/2022)

West Virginia
(3/3/2022)

Wisconsin
(2/24/2022)

Wyoming
(6/23/2022)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/16/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/23/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/27/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/10/1999

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY DISTRIBUTORS COMPANY LLC | INSTITUTIONAL COMPANY, INC. | FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. | FIDELITY INSTITUTIONAL RETIREMENT SERVICES COMPANY

CRD#: 17507 / SEC#: , 8-35097

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262

Phone number

(800) 237-8132

Established

Delaware since 01/01/2020

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	STOCKHOLDER
ACKERMAN, CHARLES ALLAN	DIRECTOR	2168517
ADAMS, ROBERT	COO	1291582
GUSTAFSON, DALTON	PRESIDENT/DIRECTOR	2439305
HAGGERTY, MARK A	EXECUTIVE VICE PRESIDENT/DIRECTOR	4347837
KAVANAUGH, NATALIE ANN	CHIEF LEGAL OFFICER
MCGINTY, JOHN JR.	CHIEF COMPLIANCE OFFICER	5560420
RHODES, NOAH BUTLER	CHIEF FINANCIAL OFFICER	6546392

Disclosures

Regulatory Event	3
Arbitration	17

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard E. Gledhill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Edward Gledhill's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATRICK CAPITAL MARKETS, LLC

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

CEROS FINANCIAL SERVICES, INC.

FLEXIBLE PLAN INVESTMENTS LTD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/1997

Series 63

Date: 9/25/1995

SIE

Date: 3/1/2017

Series 31

Date: 7/16/1997

Series 7

Date: 10/23/1995

Series 10

Date: 9/27/2000

Series 9

Date: 5/10/1999

FINRA

Current Firm

FIDELITY DISTRIBUTORS COMPANY LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIDELITY DISTRIBUTORS COMPANY LLC

TRUST BUT VERIFY

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