Chris L. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Leroy Jones was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1973. Chris had worked at 7 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2009 - August 5, 2024
WEALTH RESCUE STRATEGIES, INC.
May 3, 2006 - September 17, 2009
WALNUT STREET SECURITIES, INC.
June 10, 1993 - November 2, 2006
WALNUT STREET ADVISERS INC
March 2, 1989 - September 17, 2009
WALNUT STREET SECURITIES, INC.
April 13, 1988 - February 8, 1989
SOURCE SECURITIES, INC.
April 10, 1986 - March 8, 1988
SECURITIES NETWORK, INC.
October 30, 1975 - March 28, 1988
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 3, 1973 - January 13, 1975
LINSCO FINANCIAL GROUP, INC.
March 20, 1973 - August 1, 1973
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/17/1973
Registered Representative ExaminationCurrent Firm
WEALTH RESCUE STRATEGIES, INC.
CRD#: 146965 / SEC#: 801-70353
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 52,650,485 |
Red Flags
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