RS
Robert B. Schilling
REALTA INVESTMENT ADVISORS,
STEVENSVILLE, MD
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CRD#: 2609469
RS
Professional summary
Robert Barrett Schilling, who also goes by Bert Schilling, Robert B Schilling, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Stevensville, Maryland and REALTA EQUITIES, INC. located in Stevensville, Maryland.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bert Schilling | Robert B Schilling
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) ROBERT SCHILLING DBA SCHILLING FINANCIAL - INDEPENDENT INSURANCE AGENT - SELLS FIXED, LIFE, LONG TERM CARE INSURANCE - STEVENSVILLE, MD - SINCE 01/2012.--- 2.) SCHILLING FINANCIAL - PRESIDENT - DBA NAME FOR MARKETING PURPOSES ONLY - STEVENSVILLE, MD - SINCE 11/2018 - INVESTMENT RELATED 3.) REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Barrett Schilling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2020 - Present
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
STEVENSVILLE, MD
Current
April 17, 2020 - Present
REALTA EQUITIES, INC.
BD
CRD#: 23769
STEVENSVILLE, MD
Past
March 22, 2012 - May 7, 2020
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
STEVENSVILLE, MD
Past
March 2, 2012 - May 7, 2020
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
STEVENSVILLE, MD
Past
December 19, 2005 - March 8, 2012
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
STEVENSVILLE, MD
Past
December 13, 2005 - March 8, 2012
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
STEVENSVILLE, MD
Past
May 5, 2004 - December 31, 2005
BLUE VASE SECURITIES, LLC
RIA
CRD#: 46765
ASHTON, MD
Past
May 3, 2004 - December 31, 2005
BLUE VASE SECURITIES, LLC
BD
CRD#: 46765
WASHINGTON, PA
Past
July 8, 2003 - December 8, 2005
BAKER SCHILLING, INC.
RIA
CRD#: 127305
WASHINGTON, DC
Past
January 10, 2003 - May 18, 2004
LPL FINANCIAL LLC
RIA
CRD#: 6413
WASHINGTON, DC
Past
December 20, 2002 - May 18, 2004
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
November 14, 1997 - November 20, 2002
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
WEST WASHINGTON, DC
Past
June 23, 1997 - November 20, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/17/2020)
RR
Maryland(4/17/2020)
IAR
Maryland(4/17/2020)
RR
North Carolina(4/17/2020)
RR
Pennsylvania(4/17/2020)
RR
South Carolina(4/17/2020)
RR
Texas(6/2/2020)
RR
Virginia(6/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
Phone number
(888) 657-5200
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,958 |
| AUM (Assets Under Management) | $ 343,465,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
