Dawn S. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dawn Suzanne Knight, who also goes by Dawn Suzanne Conant, was a registered financial professional .
Dawn is a previously registered financial professional and started their career in finance in 1995. Dawn had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2003 - April 10, 2013
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC
July 22, 2003 - September 24, 2007
RCM DISTRIBUTORS LLC
October 31, 1997 - February 6, 2002
NICHOLAS-APPLEGATE SECURITIES LLC
July 29, 1996 - February 5, 1997
LONDON PACIFIC FINANCIAL & INSURANCE SERVICES
November 30, 1995 - April 1, 1996
INTERNATIONAL SECURITIES GROUP, INC.
June 29, 1995 - August 17, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC
CRD#: 109627 / SEC#: 801-57906
Contact information
Documents
Red Flags
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