JM
John P. Martinos
CETERA INVESTMENT ADVISERS LLC
PONTE VEDRA BEACH, FL 32082
Some features on this profile are disabled
CRD#: 2609033
JM
Professional summary
John P Martinos, who also goes by John P Martin, Jonathan P Martin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Ponte Vedra Beach, Florida and CETERA ADVISORS LLC located in Ponte Vedra Beach, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John P Martin | Jonathan P Martin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)JOHN JOSEPH GROUP, LLC; DIRECT OWNER; DBA; START DATE:1/1/2003; 2) NAME OF OTHER BUSINESS: MAGNOLIA CREEK HOLDING , LLC; INVESTMENT RELATED: NO; ADDRESS: 352 MAGNOLIA CREEK WALK, PONTE VERDA, FL 32081; NATURE OF BUSINESS: HOME RENTAL; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOME RENTAL; 3) NAME OF OTHER BUSINESS: WOODHURST HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: 230 WOODHURST DR, PONTE VEDRA, FL 32081; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY;
CRS (Client Relationship Summary) - RIA
Click below to view John P Martinos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 822 N. A1a Highway Suite 310, Ponte Vedra Beach, FL 32082RIA
CRD#: 105644
PONTE VEDRA BEACH, FL
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 822 N. A1a Highway Suite# 310, Ponte Vedra Beach, FL 32082BD
CRD#: 10299
PONTE VEDRA BEACH, FL
Past
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
PONTE VEDRA BEACH, FL
Past
December 9, 2008 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
PONTE VEDRA BEACH, FL
Past
December 9, 2008 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
PONTE VEDRA BEACH, FL
Past
September 22, 2008 - December 9, 2008
FIRST MONTAUK SECURITIES CORP.
RIA
CRD#: 13755
NEW YORK, NY
Past
November 8, 2004 - December 9, 2008
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
NEW YORK, NY
Past
December 15, 2003 - November 8, 2004
FIRST HUDSON FINANCIAL GROUP, INC.
BD
CRD#: 32926
NEW YORK, NY
Past
May 3, 2001 - December 15, 2003
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
BOCA RATON, FL
Past
February 18, 2000 - May 23, 2001
JOSEPH GUNNAR & CO. LLC
BD
CRD#: 24795
UNIONDALE, NY
Past
May 8, 1997 - March 17, 2000
J.W. BARCLAY & CO., INC.
BD
CRD#: 23350
WOODBRIDGE, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2022)
RR
Alaska(9/8/2022)
RR
Arizona(9/8/2022)
RR
Arkansas(9/8/2022)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Connecticut(9/8/2022)
RR
Delaware(9/8/2022)
RR
District of Columbia(9/8/2022)
IAR
Florida(10/20/2020)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Hawaii(9/8/2022)
RR
Idaho(9/8/2022)
RR
Illinois(9/8/2022)
RR
Indiana(9/8/2022)
RR
Iowa(9/8/2022)
RR
Kansas(9/8/2022)
RR
Kentucky(9/8/2022)
RR
Louisiana(9/8/2022)
RR
Maine(9/8/2022)
RR
Maryland(9/8/2022)
RR
Massachusetts(9/8/2022)
RR
Michigan(9/8/2022)
RR
Minnesota(9/8/2022)
RR
Mississippi(9/8/2022)
RR
Missouri(9/8/2022)
RR
Montana(9/8/2022)
RR
Nebraska(9/8/2022)
RR
Nevada(9/8/2022)
RR
New Hampshire(9/8/2022)
RR
New Jersey(9/8/2022)
RR
New Mexico(9/8/2022)
RR
New York(9/8/2022)
RR
North Carolina(9/8/2022)
RR
North Dakota(9/8/2022)
RR
Ohio(9/8/2022)
RR
Oklahoma(9/8/2022)
RR
Oregon(9/8/2022)
RR
Pennsylvania(9/8/2022)
RR
Rhode Island(9/8/2022)
RR
South Carolina(9/8/2022)
RR
South Dakota(9/8/2022)
RR
Tennessee(9/8/2022)
RR
Texas(9/8/2022)
IAR
Texas(11/3/2022)
RR
Utah(9/8/2022)
RR
Vermont(9/8/2022)
RR
Virginia(9/8/2022)
RR
Washington(9/8/2022)
RR
West Virginia(9/8/2022)
RR
Wisconsin(9/8/2022)
RR
Wyoming(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 5/7/1997
Corporate Securities Limited Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Ponte Vedra Beach, FL 32082TRUST BUT VERIFY
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