Kurt K. Hallead
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt Kevin Hallead, who also goes by Kurt K Hallead, Kurt Hallead, was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 1998. Kurt had worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2022 - March 26, 2025
THE BENCHMARK COMPANY, LLC
January 31, 2022 - December 14, 2022
GLOBALIST CAPITAL, LLC
February 29, 2008 - February 24, 2021
RBC CAPITAL MARKETS, LLC
February 6, 2004 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
January 7, 2002 - February 6, 2004
RBC CAPITAL MARKETS, LLC
November 10, 1998 - March 1, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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