Preston R. Speece

AMERITAS ADVISORY SERVICES

Omaha, NE 68114

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CRD#: 2607555

Professional summary

Preston Riley Speece, CFP® is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Omaha, Nebraska and AMERITAS INVESTMENT COMPANY, LLC located in Omaha, Nebraska.

Preston is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Preston has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ENVISION WEALTH NETWORK; SAME AS BRANCH; INV REL; INSURANCE/INVEST; REPRESENTATIVE; START DATE=10/2022; HRS/MO=160; TRADING HRS/MO=160; REPRESENTATIVE OF INSURANCE SALES * AMERITAS WEALTH ADVISORS; SAME AS BRANCH; INV REL; INSURANCE/INVEST; REPRESENTATIVE; START DATE=09/2022; HRS/MO=200; TRADING HRS/MO=200; INSURANCE AND INVESTMENT SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Preston Riley Speece's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

November 1, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 440 Regency Parway Dr Ste 147, Omaha, NE 68114

RIA

CRD#: 317245

Omaha, NE

Current

January 30, 2020 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 440 Regency Parkway Dr Ste 147, Omaha, NE 68114

CRD#: 14869

Omaha, NE

Past

February 12, 2020 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

LINCOLN, NE

Past

February 9, 2005 - January 21, 2020

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

OMAHA, NE

Past

February 9, 2005 - January 21, 2020

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

OMAHA, NE

Past

November 9, 2004 - January 25, 2005

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

OMAHA, NE

Past

March 26, 2002 - January 25, 2005

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

January 10, 2000 - March 25, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

June 9, 1995 - January 5, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/30/2020)

Colorado
(3/4/2020)

Delaware
(3/4/2020)

Illinois
(7/15/2022)

Iowa
(1/30/2020)

Missouri
(6/29/2021)

Nebraska
(1/30/2020)

IAR

Nebraska
(11/1/2021)

North Carolina
(1/15/2025)

Texas
(5/14/2021)

IAR

Texas
(11/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/8/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/13/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/27/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Preston R. Speece

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Preston Riley Speece's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MML INVESTORS SERVICES, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2004

Series 63

Date: 6/21/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/19/1998

Series 6

Date: 6/8/1995

Series 24

Date: 12/13/2004

Series 26

Date: 6/27/2001

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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