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JG

Jeffrey S. Goodman

ANKURA CAPITAL ADVISORS
New York, NY 10017
Some features on this profile are disabled
CRD#: 2607530
JG

Professional summary

Jeffrey Scott Goodman, who also goes by Jeff Goodman, Jeffrey Goodman, is a registered financial professional currently at ANKURA CAPITAL ADVISORS, LLC located in New York, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 79 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Goodman | Jeffrey Goodman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Scott Goodman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2025 - Present

ANKURA CAPITAL ADVISORS, LLC

Office #1: 485 Lexington Avenue 10th Floor, New York, NY 10017
BD
CRD#: 114155
New York, NY
Past

July 7, 2023 - December 3, 2024

GCG SECURITIES, LLC

BD
CRD#: 324243
Brentwood, TN
Past

July 3, 2018 - July 5, 2023

FOUR POINTS CAPITAL PARTNERS LLC

BD
CRD#: 43149
RIDGEWOOD, NJ
Past

March 31, 2016 - June 5, 2017

INNOVATION PARTNERS LLC

BD
CRD#: 146344
CHARLOTTE, NC
Past

September 27, 2012 - March 31, 2014

SEAPORT GLOBAL SECURITIES LLC

BD
CRD#: 116270
NEW YORK, NY
Past

September 13, 2002 - April 14, 2003

1ST DISCOUNT BROKERAGE, INC.

BD
CRD#: 39164
LAKE WORTH, FL
Past

June 23, 1999 - May 10, 2001

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

January 22, 1998 - June 29, 1999

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

July 12, 1996 - January 6, 1998

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

January 2, 1996 - June 21, 1996

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

April 19, 1995 - January 3, 1996

AMERISTAR CAPITAL MARKETS, INC.

BD
CRD#: 17068

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/5/2025)
RR
Florida
(2/5/2025)
RR
Georgia
(2/5/2025)
RR
Illinois
(2/5/2025)
RR
Massachusetts
(2/5/2025)
RR
New York
(2/5/2025)
RR
South Carolina
(2/5/2025)
RR
Tennessee
(2/5/2025)
RR
Texas
(2/5/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/12/2012
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/7/2000
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 9/26/2012
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/18/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ANKURA CAPITAL ADVISORS, LLC
ANKURA CAPITAL ADVISORS, LLC | NAVIGANT CONSULTING ENERGY CAPITAL, LLC | NAVIGANT CONSULTING CAPITAL, LLC | NAVIGANT CAPITAL ADVISORS, LLC

CRD#: 114155 / SEC#: , 8-53403

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
485 Lexington Avenue 10th Floor, New York, NY 10017
Mailing Address
485 Lexington Avenue 10th Floor, New York, NY 10017
Phone number
(212) 818-1555
Established
Delaware since 06/01/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THOREAU HOLDCO, LLCSOLE MEMBER
HILFER, STEVEN MARTINDIRECTOR1744802
LENART, BRIAN DOUGLASCCO, AMLCO736107
OBSBAUM, FREDRIC MICHAELFINOP, PFO/POO1160811

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANKURA CAPITAL ADVISORS, LLC

CRD#: 114155New York, NY 10017

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