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WS

William J. Shraga

SENAHILL SECURITIES
New York, NY 10111
Some features on this profile are disabled
CRD#: 2606356
WS

Professional summary

William Joseph Shraga is a registered financial professional currently at SENAHILL SECURITIES, LLC located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 1999. William has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Joseph Shraga's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 20, 2015 - Present

SENAHILL SECURITIES, LLC

Office #1: 45 Rockefeller Plaza Suite 3504, New York, NY 10111
BD
CRD#: 166477
New York, NY
Past

September 29, 1999 - February 27, 2004

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/16/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 11/16/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/31/2015
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/19/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SENAHILL SECURITIES, LLC
PARKER ROSE LLC | SENAHILL SECURITIES, LLC

CRD#: 166477 / SEC#: , 8-69215

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
45 Rockefeller Plaza Suite 3504, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Suite 3504, New York, NY 10111
Phone number
(212) 730-8542
Established
New York since 11/27/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SENAHILL ADVISORS, LLCOWNER
BROWNHILL, JUSTIN ALEXANDERCCO & CEO2618578
KORHAMMER, RICHARD ALANPRINCIPAL4872081
SHARENOW, GREGG RICHARDCFO2749745
SIPINICK, KATHY EFREMFINOP3248100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SENAHILL SECURITIES, LLC

CRD#: 166477New York, NY 10111

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