JM
Jason K. Mickool
FLORIDA FINANCIAL ADVISORS
TAMPA, FL 33634
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CRD#: 2606335
JM
Professional summary
Jason Kurt Mickool is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Tampa, Florida and TRINITY WEALTH SECURITIES, L.L.C. located in Tampa, Florida.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jason has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Florida Financial Advisors, RIA, INVESTMENT RELATED. 10/2018. Tampa, FL 33602. INVESTMENT ADVISOR REPRESENTATIVE. 160 HRS/MONTH. 160 HRS/MONTH DURING TRADING. DUTIES: INVESTMENT RELATED ACTIVITIES. 2)Florida Financial Insurance, NOT INVESTMENT RELATED, FIXED INSURANCE SALES. 06/2018-PRESENT. Tampa, FL 33602. 10 HRS/MONTH. 10 HRS/MONTH DURING TRADING. DUTIES: FIXED INSURANCE SALES. 3)Trinity Wealth Securities, LLC. Investment Related. Tampa, FL. Nature of Business: Securities Sales. Position: Securities Sales. Start Date:03/2019. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. 7) 2-15 Life Including Variable Annuity & Health Licence; Investment related: No. Location of the business: Tampa, Fl 33602. Description of the business: License. Position title: License holder. Start date: 6/2018. Hours per Month During Trading Hours: 10
CRS (Client Relationship Summary) - RIA
Click below to view Jason Kurt Mickool's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2017 - Present
FLORIDA FINANCIAL ADVISORS, LLC
Office #1: 6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634RIA
CRD#: 288811
TAMPA, FL
Current
March 9, 2019 - Present
TRINITY WEALTH SECURITIES, L.L.C.
Office #1: 6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634BD
CRD#: 104348
Tampa, FL
Past
March 26, 2018 - March 8, 2019
IFS SECURITIES
BD
CRD#: 40375
Tampa, FL
Past
October 9, 2015 - April 24, 2017
MCADAM LLC
RIA
CRD#: 170914
Chicago, IL
Past
October 3, 2014 - March 27, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Tampa, FL
Past
July 2, 2013 - September 18, 2014
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
CHICAGO, IL
Past
June 19, 2013 - September 18, 2014
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
CHICAGO, IL
Past
November 12, 2009 - May 23, 2013
NEW ENGLAND SECURITIES
RIA
CRD#: 615
NORTHBROOK, IL
Past
August 22, 2007 - May 23, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
NORTHBROOK, IL
Past
May 17, 2001 - December 8, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BOSTON, MA
Past
June 22, 1995 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 22, 1995 - December 8, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(10/30/2023)
RR
California(11/1/2023)
RR
Connecticut(3/24/2021)
IAR
Florida(8/4/2017)
RR
Florida(3/9/2019)
RR
Illinois(4/15/2021)
RR
Indiana(9/19/2023)
RR
Massachusetts(4/18/2023)
RR
Missouri(12/5/2022)
RR
New Hampshire(2/29/2024)
IAR
New York(2/8/2023)
RR
Ohio(9/3/2024)
IAR
Pennsylvania(7/15/2020)
RR
Texas(7/14/2024)
RR
Washington(2/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634
Mailing Address
Phone number
(813) 333-1683
Established
Firm type
Fiscal year end
# of Employees
465
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,769 |
| AUM (Assets Under Management) | $ 317,826,011 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811Tampa, FL 33634TRUST BUT VERIFY
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