Ravindra N. Thakur
Professional summary
Ravindra Nath Thakur, who also goes by Ravi N. Thakur, Ravi Thakur, is a registered financial professional currently at N.A. INVESTCORP LLC located in New York, New York.
Ravindra is registered as a RR (Registered Representative) and started their career in finance in 2000. Ravindra has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ravindra Nath Thakur's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2023 - Present
N.A. INVESTCORP LLC
Office #1: 280 Park Avenue 39th Floor, New York, NY, 10017Office #2: 280 Park Avenue 39th Floor, New York, NY, 10017August 11, 2023 - November 14, 2023
SECURRENCY DIGITAL TRADING
January 2, 2015 - August 29, 2023
B-FLEXION INVESTMENTS (US) INC.
October 28, 2011 - July 8, 2013
AMUNDI DISTRIBUTORS USA, LLC
February 4, 2008 - November 12, 2010
BNY MELLON SECURITIES CORPORATION
April 13, 2007 - November 12, 2010
BNY MELLON SECURITIES CORPORATION
October 1, 2000 - August 16, 2005
BROWN BROTHERS HARRIMAN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
N.A. INVESTCORP LLC
CRD#: 134162 / SEC#: , 8-66812
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESTCORP INTERNATIONAL HOLDINGS, INC. | SHAREHOLDER | |
| GOLDCHAIN, SCOTT DAVID | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 3276936 |
| MURPHY, BRIAN JOSEPH | SECRETARY | 1720020 |
| QASIMI, SAMI | CHIEF COMPLIANCE OFFICER | 5640450 |
| SHEA, PATRICK OFARRELL | HEAD OF INVESTMENT BANKING, FINANCIAL AND OPERATIONAL PRINCIPAL | 838154 |
Red Flags
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