Peggy L. Dasilva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peggy Levere Dasilva, who also goes by Peggy L Dasilva, was a registered financial professional .
Peggy is a previously registered financial professional and started their career in finance in 1995. Peggy had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2014 - January 10, 2018
CP INVESTMENTS, LLC
May 31, 2011 - November 14, 2011
DWS DISTRIBUTORS, INC.
March 10, 2011 - May 31, 2011
DEAM INVESTOR SERVICES, INC.
December 18, 2003 - September 29, 2005
DEAM INVESTOR SERVICES, INC.
June 14, 1999 - May 20, 2004
DEUTSCHE BANK SECURITIES INC.
June 5, 1997 - June 14, 1999
DB ALEX. BROWN LLC
June 16, 1995 - March 11, 1997
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CP INVESTMENTS, LLC
CRD#: 24029 / SEC#: , 8-40862
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
