John R. Johnston
Professional summary
John Robert Johnston is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Waverly, Iowa.
John is registered as a RR (Registered Representative) and started their career in finance in 1971. John has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Robert Johnston's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2004 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 116 West Bremer Avenue, Waverly, IA 50677July 1, 2002 - September 2, 2004
THRIVENT INVESTMENT MANAGEMENT INC.
October 12, 1971 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2016)
(1/3/2023)
(1/9/2025)
(6/14/2023)
(7/10/2023)
(8/31/2004)
(1/26/2024)
(8/31/2004)
(10/16/2020)
(8/31/2004)
(5/5/2020)
(5/15/2013)
(8/31/2005)
(4/24/2025)
(8/24/2023)
(10/3/2024)
(8/31/2004)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 10/6/1971
Registered Representative ExaminationFINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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