Jeffrey M. Rowbottom
Professional summary
Jeffrey Michael Rowbottom, who also goes by Jeff Rowbottom, is a registered financial professional currently at GA CAPITAL MARKETS BD, LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Michael Rowbottom's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2026 - Present
GA CAPITAL MARKETS BD, LLC
Office #1: Park Avenue Plaza 55 East 52nd St 17th Floor, New York, NY, 10055January 15, 2013 - April 30, 2015
MCS CAPITAL MARKETS LLC
June 22, 2009 - April 30, 2015
KKR CAPITAL MARKETS LLC
March 22, 2006 - June 11, 2009
BARCLAYS CAPITAL INC.
May 9, 2000 - March 21, 2006
GOLDMAN SACHS & CO. LLC
November 29, 1997 - September 1, 1998
SALOMON BROTHERS INC.
September 8, 1997 - May 8, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
GA CAPITAL MARKETS BD, LLC
CRD#: 310101 / SEC#: , 8-70562
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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