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JR

Jeffrey M. Rowbottom

GA CAPITAL MARKETS BD
New York, NY 10055
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CRD#: 2606093
JR
Jeffrey Michael RowbottomGA CAPITAL MARKETS BD

Professional summary


Jeffrey Michael Rowbottom, who also goes by Jeff Rowbottom, is a registered financial professional currently at GA CAPITAL MARKETS BD, LLC located in New York, New York and GA PCCV BD, LLC located in New York, New York.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Aliases


Jeff Rowbottom

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeffrey Michael Rowbottom's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 26, 2026 - Present

GA CAPITAL MARKETS BD, LLC

Office #1: Park Avenue Plaza 55 East 52nd St 17th Floor, New York, NY, 10055
BD
CRD#: 310101
New York, NY
Current

June 18, 2026 - Present

GA PCCV BD, LLC

Office #1: Park Avenue Plaza 17th Floor 55 East 52nd Street, New York, NY, 10055
BD
CRD#: 319308
New York, NY
Past

January 15, 2013 - April 30, 2015

MCS CAPITAL MARKETS LLC

BD
CRD#: 151337
NEW YORK, NY
Past

June 22, 2009 - April 30, 2015

KKR CAPITAL MARKETS LLC

BD
CRD#: 143571
NEW YORK, NY
Past

March 22, 2006 - June 11, 2009

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

May 9, 2000 - March 21, 2006

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

November 29, 1997 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY
Past

September 8, 1997 - May 8, 2000

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/18/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 7/2/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm


GP
GA PCCV BD, LLC
GA PCCV BD, LLC | NEON MONEY, LLC

CRD#: 319308 / SEC#: , 8-70898

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
239 Jasmine St, Tavernier, FL 33070
Mailing Address
239 Jasmine St, Tavernier, FL 33070
Phone number
(305) 413-1420
Established
Delaware since 01/31/2022
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GENERAL ATLANTIC CAPITAL MARKETS LLCMEMBER
GONZALEZ, CARLOS JAVIERGENERAL SECURITIES PRINCIPAL4294205
NAVEED, HASNAIN NMNFINOP7004810
SANTIAGO-PAEZ, SAMANTHA CRYSTALCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER4369755

Red Flags


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Company Information


GA PCCV BD, LLC

CRD#: 319308New York, NY 10055

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