David G. Oldaker
Professional summary
David Grant Oldaker is a registered financial advisor currently at NORTHERN CAPITAL SECURITIES CORPORATION located in North Andover, Massachusetts.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 4, Series 24, Series 53 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Grant Oldaker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Grant Oldaker's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2017 - Present
NORTHERN CAPITAL SECURITIES CORPORATION
Office #1: 50 High Street 4th Floor, North Andover, MA 01845July 1, 1996 - Present
NORTHERN CAPITAL SECURITIES CORPORATION
Office #1: 50 High Street 4th Floor, North Andover, MA 01845February 28, 2007 - June 26, 2009
NORTHERN CAPITAL SECURITIES CORPORATION
January 1, 1996 - June 6, 2005
NORTHERN CAPITAL ADVISORS CORPORATION
October 6, 1995 - July 3, 1996
C.A. ATLANTIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2017)
(8/28/2017)
(10/13/1999)
(9/7/2017)
(1/2/1997)
(6/13/2014)
(10/21/1999)
(11/14/2012)
(12/11/2012)
(2/4/2019)
(8/21/2017)
(8/11/2017)
(5/20/1998)
(8/17/2017)
(7/8/1996)
(2/6/2017)
(10/27/1999)
(11/16/2012)
(11/7/1996)
(1/10/2011)
(10/17/2017)
(1/19/2011)
(7/9/1996)
(1/28/2011)
(8/18/2009)
(1/10/2011)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NORTHERN CAPITAL SECURITIES CORPORATION
CRD#: 40659 / SEC#: , 8-49130
Contact information
FINRA licenses (25 States and Territories)
Red Flags
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Company Information
NORTHERN CAPITAL SECURITIES CORPORATION
CRD#: 40659North Andover, MA 01845TRUST BUT VERIFY
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